Compliance and Operations

Our team of former regulators, Chief Compliance Officers, Chief Risk Officers, and banking executives helps you meet the challenge of evolving regulatory requirements

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Delivering Value at Every Step

  • Our team of regulatory compliance and operations experts have proven track records of delivering high-quality results across the banking industry.
  • We have a practitioner’s appreciation for the regulatory environment and your place within it. We assess the maturity of your risk and compliance culture, the size and risk profile of your institution, and the competition for investment dollars to propose an appropriate solution for your needs.
  • Our experts listen to your needs, provide appropriate advice, and guide you through the implementation – whether you are looking to prepare for a regulatory examination, remediate identified risk, optimize operational processes, or implement new programs.

  • Our team of regulatory compliance experts have deep experience working with, or at, prudential regulators, state agencies, and many international regulatory bodies. Most have had long careers as compliance and risk practitioners at banks, non-banks, and fintechs – so they have experienced first-hand the dramatic events of the modern banking era.
  • We monitor the pulse of the legislative and regulatory environment and maintain strong relationships with the leading regulatory agencies. This prepares us to guide you on what to anticipate from regulators and how to prepare for regulatory examinations.
  • The team benefits from a strong roster of senior advisors with long careers in the banking industry and the regulatory agencies. Our advisors are actively engaged in influencing the legislative and regulatory environment on behalf of the financial services industry.

  • When assessing your needs, we take into account your priorities, risk appetite, size, and maturity to deliver a solution at the appropriate level of sophistication for your firm.
  • We adapt best practices garnered from our work with the largest, most complex firms to address the needs you have, without adding unnecessary cost or operational burden.
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Our Services

Enterprise Risk and Compliance Management Programs

Enterprise Risk and Compliance Management Programs

We deliver integrated compliance management programs to effectively manage existing and emerging risks

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Fair and Responsible Banking

Fair and Responsible Banking

We partner with financial institutions to promote ethical, transparent, and socially responsible banking practices, driving positive impact for all stakeholders

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Monitoring, Testing, and Audit

Monitoring, Testing, and Audit

We provide advisory, co-sourced, and out-sourced testing services to ensure compliance with regulatory requirements and best practices

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Operational Excellence

Operational Excellence

We support your drive for operational excellence and help you manage non-financial risks

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Data Governance

Data Governance

We improve your bottom line, as well as your regulatory compliance, with our formal, systematic approach to measuring and uplifting Data Governance

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Related Insights

Treliant Takeaway

Treliant Takeaway…The OCC Formalizes Actions it will Take Against Banks with Persistent Weaknesses

Treliant has talented professionals with deep experience in the design, implementation and assessment of bank risk and compliance programs and processes.  We can assist you in evaluating your overall risk profile relative to the OCC’s guidance, assessing the effectiveness of your risk management practices, and implementing the appropriate enhancements to ensure your risk practices enable you to proactively manage risk, and respond and remediate risks in a timely and sustainable manner. 

Treliant Takeaway

Treliant Takeaway…CFPB Action to Require Bank to Pay Penalty for Unlawful Credit Card Servicing

Regulatory oversight has increased across the Payments Industry. Treliant offers comprehensive consulting services to payments services providers. We assist credit, debit, and prepaid card issuers, sellers, and servicers, ACH originators and receivers, and payment app providers in developing programs that comply with regulatory expectations and industry best practices. Treliant works with clients to perform strategic, operational, regulatory, and risk governance assessments to identify opportunities and gaps.  Partner with us to enhance your institution’s card compliance practices, protect your reputation, and achieve long-term success.

Press Release

Banking Veteran Karin Lockovitch Joins Treliant Executive Leadership Team

Treliant, an essential consulting partner to the global financial industry, has named Karin J. Lockovitch as Senior Managing Director, Regulatory Compliance and Mortgage. Her appointment deepens Treliant’s long-standing commitment to assisting financial services companies in designing, implementing, and operating effective and efficient compliance programs that support operational excellence while meeting regulatory expectations.

Treliant Takeaway

Treliant Takeaway...CFPB Joins Other Financial Regulatory Agencies in Issuing Statement on Completing the LIBOR Transition

Treliant helps global banking institutions manage the transition away from LIBOR settings, which ended for Sterling, Swiss franc, Japanese yen, and euro on December 31, 2021. The transition continues for U.S. dollar LIBOR to its replacement rate Secured Overnight Financing Rate (SOFR) ahead of its cessation in June 2023. Our team has deep experience helping our global banking clients prepare for and manage the complexity of regulatory change.

Our Experts

Ready to Talk?

We work with you to understand your needs, so we can tailor our approach to your engagement. Learn more when you connect with our team.

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