- Our team of regulatory compliance and operations experts have proven track records of delivering high-quality results across the banking industry.
- We have a practitioner’s appreciation for the regulatory environment and your place within it. We assess the maturity of your risk and compliance culture, the size and risk profile of your institution, and the competition for investment dollars to propose an appropriate solution for your needs.
- Our experts listen to your needs, provide appropriate advice, and guide you through the implementation – whether you are looking to prepare for a regulatory examination, remediate identified risk, optimize operational processes, or implement new programs.
Compliance and Operations
Our team of former regulators, Chief Compliance Officers, Chief Risk Officers, and banking executives helps you meet the challenge of evolving regulatory requirements
Delivering Value at Every Step
Our Services
Enterprise Risk and Compliance Management Programs
Enterprise Risk and Compliance Management Programs
We deliver integrated compliance management programs to effectively manage existing and emerging risks
Fair and Responsible Banking
Fair and Responsible Banking
We partner with financial institutions to promote ethical, transparent, and socially responsible banking practices, driving positive impact for all stakeholders
Monitoring, Testing, and Audit
Monitoring, Testing, and Audit
We provide advisory, co-sourced, and out-sourced testing services to ensure compliance with regulatory requirements and best practices
Operational Excellence
Operational Excellence
We support your drive for operational excellence and help you manage non-financial risks
Data Governance
Data Governance
We improve your bottom line, as well as your regulatory compliance, with our formal, systematic approach to measuring and uplifting Data Governance
Our Experts

Karin Lockovitch
Senior Managing Director, Regulatory Compliance and Mortgage

John P. Carey
Senior Managing Director and Chief Compliance and Ethics Officer

Daniel Johnson Sr.
Managing Director, Fair & Responsible Banking

Ellen Rose
Managing Director, Regulatory Compliance and Mortgage

Lynne Johnston
Senior Director

Joe Dinolfo
Engagement Director

Patricia Ryan
Engagement Director

Jeff Jaffee
Senior Advisor

Cathy Lemieux
Regulatory Advisor, Former Federal Reserve Bank

Carl Pry
Senior Advisor
Ready to Talk?
We work with you to understand your needs, so we can tailor our approach to your engagement. Learn more when you connect with our team.