Monitoring, Testing, and Audit
Our monitoring, testing, and audit services help you detect and address control weaknesses
Our services include design, enhancement, and execution of control monitoring and quality, periodic transaction and loan review, risk and compliance testing, and independent audit.
- Control and Transaction Monitoring
- Quality Control and Quality Assurance Programs
- Mortgage Pre and Post Fund Testing
- HMDA and CRA Data Integrity Testing
- Technology Enabled and Automated Monitoring Capabilities
- Monitoring and Quality Reporting, Governance and Oversight
- Root Cause Analysis and Corrective Action
- Sample and Risk-Based Risk and Compliance Testing
- Transaction and Exception-Based Testing
- Post Implementation and Remediation Validation Testing
- Loan File Reviews
- Pre-examination Testing
- Remediation Plan Design and Execution
- Risk and Compliance Testing Tool Design and Implementation
- Testing Reporting, Analyses, Oversight, and Governance
- Independent Audit Program Design and Implementation
- Independent Audit Risk Assessment and Planning
- Independent Audit Tool Design and Implementation
- Independent Audit Reporting, Oversight and Governance
- Independent Audit Co-sourcing and Outsourcing
Our Experts
Karin Lockovitch
Senior Managing Director, Regulatory Compliance, Mortgage, and Operations Solutions
Laura Huntley
Managing Director, Regulatory Compliance, Mortgage, and Operations Solutions
Mike Scarpa
Managing Director, Regulatory Compliance, Mortgage, and Operations Solutions
Lynne Johnston
Senior Director
Patricia Ryan
Engagement Director
Ready to Talk?
We work with you to understand your needs, so we can tailor our approach to your engagement. Learn more when you connect with our team.
Related Services
Enterprise Risk and Compliance Management Systems
Enterprise Risk and Compliance Management Systems
We deliver integrated compliance management programs to effectively manage existing and emerging risks
Fair and Responsible Banking
Fair and Responsible Banking
We partner with financial institutions to promote ethical, transparent, and socially responsible banking practices, driving positive impact for all stakeholders
Cards and Payments Products and Services
Cards and Payments Products and Services
We build, assess, remediate, and implement operational and compliance risk management programs
Operational Excellence
Operational Excellence
We support your drive for operational excellence and help you manage non-financial risks
Data Governance
Data Governance
We improve your bottom line, as well as your regulatory compliance, with our formal, systematic approach to measuring and uplifting Data Governance