Risk and Control

With deep industry expertise, and knowledge of what regulators expect, we support capital markets organizations in developing best practice risk and control management operations

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  • Risk governance
  • Risk identification 
  • Risk appetite
  • Stress testing framework
  • Risk strategy

  • People risk
  • Process risk 
  • Systems risk
  • External events risk
  • Legal & Compliance risk
  • Identification and assessment
  • Measurement and reporting
  • 3 LOD model implementation

  • Conduct risk vision
  • Risk culture
  • Code of conduct
  • Management regime 
  • Supervision, procedures, and training
  • Risk identification
  • Controls framework

  • Booking model governance
  • Framework and policies
  • Hedging and risk management strategies
  • Management of outsourced functions
  • Systems and controls
  • Data management and reporting
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  • Annual cyclical scenario (ACS)
  • IFRS 9
  • SSM ST
  • CCAR, DFAST
  • ST Governance

  • Model identification and classification
  • Model governance
  • Model development
  • Model validation
  • Model risk mitigation

  • Data architecture
  • Data governance
  • CDE identification
  • Data lineage
  • Data quality
  • Analytics and KPIs

  • Business architecture
  • Target operating model
  • Ledger implementations
  • Risk platform implementations
  • Data warehouses
  • Quants & modelling
  • Stress testing
  • FRTB, CCAR, ESG, etc.

Case Studies

Learn about the ways we have helped our clients meet regulatory obligations, manage risk, and address business change.

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Change management programmes are complex constructions that enable companies to manage amongst other things installation of new processes, optimisation of current operating models, or delivery of new platforms. Change programmes are often designed to improve the realization of business benefits or ensure compliance with new regulations. They include developing road maps, generating organizational buy-in, implementing the initiatives as efficiently as possible, and often also generating repeatable models for…

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We work with you to understand your needs, so we can tailor our approach to your engagement. Learn more when you connect with our team.

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