Transaction Monitoring

Our seasoned team has extensive experience working with regulatory agencies, delivering mandated reviews within tight timelines and under heightened scrutiny

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An adequately designed transaction monitoring system is the cornerstone of a robust risk-based BSA/AML compliance program.

We provide you with the knowledge and independent insight you need to constructively engage with regulators and remediate any outstanding issues within your institution.

  • Risk-to-Rule Mapping
  • Risk Coverage Assessment
  • Scenario Analysis
  • Threshold Setting
  • Sunsetting of Rules

  • Conceptual Soundness
  • Data Completeness and Integrity
  • Functional Testing
  • Effectiveness Testing
  • Governance and Sustainability
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  • Lookback Plan Development
  • Data Completeness and Integrity
  • Rule Selection and Threshold Setting
  • Case Investigation
  • Robust Case Files
  • Reporting and Analysis

Case Studies

Learn about the ways we have helped our clients meet regulatory obligations, manage risk, and address business change.

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We work with you to understand your needs, so we can tailor our approach to your engagement. Learn more when you connect with our team.

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