Financial Crimes and Fraud Compliance
Financial Crimes and Fraud Compliance
We blend a regulator’s perspective with global, practitioner-based expertise across KYC, BSA/AML, Sanctions, and Fraud
Fintechs and Banking-as-a-Service
We help you understand and comply with the wide set of requirements needed to set up and operate safely and efficiently in the highly-regulated financial services industry
We work with fintechs and partner banks to enable Banking-as-a-Service in a compliant manner. This ranges from design or remediation of programs covering Bank Secrecy Act and anti-money laundering risk management, suspicious activity reporting, third-party risk management, information technology control, to risk governance. We also help with compliance program setup and review, licensing needs, and regulatory responses.
Solution Areas
Compliance and Operations
Compliance and Operations
Our former regulators, CCOs, and bankers help our clients meet ongoing compliance obligations and adapt as requirements change
Mortgage
Mortgage
Our team binds industry best practices with deep domain knowledge and subject matter expertise to meet regulatory expectations and improve efficiency
Risk Management
Risk Management
Our expert team of former CROs and practitioners help identify, understand, mitigate, and communicate your current and emerging risks
Data and Analytics
Data and Analytics
We fuse data and technology skill with deep domain expertise to power regulatory compliance, drive business insight, and reduce cost
Managed Services
Managed Services
We deliver quality outcomes, operational efficiencies, and cost savings by deploying skilled people, best-in-class process, and scalable technology from our global Service Delivery Centers
Ready to Talk?
We work with you to understand your needs, so we can tailor our approach to your engagement. Learn more when you connect with our team.
Delivering Value at Every Step
- We are former CROs, CCOs, Business Executives, Heads of Financial Crime, and Capital Markets experts.
- We offer practitioner-led, regulator-informed proficiency across the design, implementation, and operation of solutions.
- Experts in data analysis tools; broad experience with leading software packages.
- We combine these skills with our financial industry expertise and custom data sets to make our work more impactful.
- We have worked in leading financial institutions as senior compliance and risk professionals or have provided oversight as regulators.
- Our team is dedicated to helping you meet your regulatory and compliance obligations, manage risk, and address business change.
- Advisory, Staffing (of whole teams or specialist roles), and Managed Services.
- Onshore, offshore, and nearshore, with ‘surge labor’ teams to handle volatile demand.
- Tailored solutions deliver maximum value for your budget.
- Applying industry-proven practices that enhance workflows and improve productivity – so you can operate your business efficiently while optimizing the need for additional staff as you grow.
- Our solutions are priced competitively and always with the goal of maximizing value for the spend incurred.