Compliance and Ethics

Treliant’s daily conduct is grounded in our Operating Principles. The first, and most important, of these is Integrity:

We hold ourselves to the highest standards of diligence and transparency regarding client engagements and conflict. As trusted advisors, we commit ourselves to top ethical standards and always act in accordance with our firm’s Code of Conduct.

Our Code of Conduct is used by our Board of Directors and Compliance Committee to hold the members of our firm accountable in all of our interactions and engagements.

It details the standards, expectations, and values of Treliant employees and also includes a detailed conflicts check process that we undertake for every engagement.

For further information, or to read our Code of Conduct, please contact our Chief Compliance and Ethics Officer, John Carey or Melissa Shrive, Deputy Chief Compliance and Ethics Officer.