The world of payments is rapidly evolving with new firms entering daily. Whether you’re a traditional card company, an embedded payments platform, or an instant payments network, our team is familiar with the operational and regulatory requirements. We help our clients strategize, assess, remediate, and implement compliance and operational frameworks that meet the needs of both your business and your customers.

  • Support new card program builds
  • Assess, remediate, implement, and support regulatory requirements for developing a card program
  • Evaluate complex card features relative to consumer compliance protection requirements
  • Inventory and map platform requirements (functionality and oversight)
  • Inventory and map servicing requirements (call center, collections, fraud, underwriting, authorizations, statements, disputes, etc.)
  • Develop issue management framework and support remediation to closure
  • Evaluate and monitor third-party partnerships (fintech working with a financial institution or financial institution working with a fintech)
  • Perform risk assessments
  • Assist with exam management and support pre, during, and post-exam

  • Inventory and map operational and regulatory requirements
  • Assist with key process development and control design for card management program
  • Assist with review and remediation of servicing issues (e.g., dispute resolution)

  • Support development of card features consistent with regulatory and operational risk requirements
  • Ensure compliance with payroll / gov’t benefits / etc., cards requirements and program expectations
  • Inventory, map, and execute servicing requirements (e.g., statements, card reissuance, disputes, etc.)
  • Build and execute issue management and remediation support
  • Provide compliance and operational support from the issuing and servicer perspective
  • Establish program to oversee platform and functionality
  • Design and conduct risk assessments
  • Provide exam management support pre, during, and post-exam

  • Develop rules inventory, map to key controls, and design controls that meet regulatory and operational expectations
  • Support process design and testing
  • Establish compliance management system framework
  • Conduct operational risk assessment

  • Conduct operational risk assessment
  • Develop fraud deterrence and investigation framework, recommend vendor/internally developed preventive and detective controls
  • Support process design and control testing
  • Establish complaint management program and process for evaluation and closure of complaints

  • Build rules inventory and support mapping of rules inventory to controls
  • Assist with process design and testing
  • Establish compliance management system

Ready to Talk?

We work with you to understand your needs, so we can tailor our approach to your engagement. Learn more when you connect with our team.

Enterprise Risk Management and Compliance Management Systems

Enterprise Risk Management and Compliance Management Systems

We deliver integrated compliance management programs to effectively manage existing and emerging risks

Operational Excellence

Operational Excellence

We support your drive for operational excellence and help you manage non-financial risks

BSA/AML

BSA/AML

We help you meet the expectations of global regulators in thwarting illicit activity

Financial Fraud

Financial Fraud

Our experts implement the necessary policies, procedures, and controls to prevent, detect, and respond to financial misconduct and fraud

Monitoring, Testing, and Audit

Monitoring, Testing, and Audit

We provide advisory, co-sourced, and out-sourced testing services to ensure compliance with regulatory requirements and best practices

Data Governance

Data Governance

We improve your bottom line, as well as your regulatory compliance, with our formal, systematic approach to measuring and uplifting Data Governance

Customer Data

Customer Data

We understand the complexities in handling customer data through the journey from KYC to CRM and we can help you maximize its value