Global Financial Crimes Compliance
Design and maintain your financial crimes compliance programs with Treliant.
Treliant’s highly experienced team of global financial crimes compliance subject matter experts can help your organization design and maintain robust and sustainable financial crimes compliance programs—Anti-Money Laundering/Bank Secrecy Act (AML/BSA), Economic Sanctions/Office of Foreign Assets Control (OFAC), Anti-Bribery/Corruption, and Anti-Fraud.
We understand financial crimes compliance because we are former compliance professionals and regulators.
We are uniquely positioned through our extensive backgrounds to provide robust advisory, assessment, and assurance services. Our experience is global and spans across every aspect of financial crimes compliance with all types and sizes of companies—from small to large and from domestic to complex multinationals. Our in-house industry and regulatory experience, along with our track record as government agency enforcement action monitors and independent consultants, allows us to provide clients with a broad perspective as their trusted advisor. We have a reputation for independence and integrity with clients, law firms, and government agencies.
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Enforcement Action Remediation
- Independent Consultancies and Monitorships
- Independent Transactional Reviews (e.g., Lookbacks)
- Compliance Program Design, Enhancement, and Implementation
- Tactical Remediation
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Regulatory Exams
- Exam Preparation
- Corrective Action Advisory and Validation
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Compliance Program Framework
- Compliance Program Design, Enhancement, and Implementation
- Department Structure and Staffing Assessments
- Policy and Procedure Development
- Training and Training Programs
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Governance
- Board of Directors and Senior Management Roles and Responsibilities
- Management and Board Reporting; Dashboard and Metrics Design
- Staffing Roles and Responsibilities
- Training at all Levels—Board; Management; Employees
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Risk Assessments
- AML/BSA
- Economic Sanctions/OFAC
- Anti-Bribery/Corruption
Fraud - Risk Scoring Methodology Development
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Customer Risk Profile
- Risk Assessment; Customer Risk Model Alignment
- Customer Segmentation; High Risk Customer Methodology Development
- Know Your Customer (KYC)/Customer Identification Program (CIP)/(CDD)
- EDD Program Development / Remediation
- Correspondent Banking Due Diligence Compliance
- KYC/EDD Remediation
- Customer Name Screening (Negative News, etc.)
Beneficial Ownership
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Suspicious Activity Monitoring and Economic Sanctions/OFAC Screening
- Transaction Scenario Gap Analysis
- Transaction Scenarios / Sanctions Filters
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Alert Management / Investigations
- Financial Investigation Unit (FIU) Development
- Backlogs and Lookbacks
- Investigations and Suspicious Activity Reporting (SAR) Process
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Data Analytics
- Data Integrity Reviews
- Customer Data Quality Reviews
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Model Identification, Validation, and Governance
- Alerting Systems Identification, Implementation, and Advisory
- Outcome Analysis
- Model Governance Documentation
- NYSDFS 504 Reviews
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Tools/Technologies
- Advisory and Implementation
- Customer Due Diligence/Enhanced Due Diligence
- AML Monitoring
- Sanctions Screening
- Case Management
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Assessment and Assurance
- Rapid Assessments and Report on Program Health, Including Effectiveness and Efficiency
- Independent Compliance Testing (2nd Line)
- Independent Audits (3rd Line)
- Acquisition Due Diligence
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Law Firm Support and Partnerships
- Support and Referrals
- Investigations
- Data Retrieval
- Privileged Engagement Partnerships
Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:
Staff Augmentation; Outsourcing
- Staff Augmentation at All Levels – CCO; Investigators/Analysts; Auditors; SMEs
- Outsourcing of Compliance Program Activities, including
- Risk Assessments
- Policies and Procedures Management
- Enhanced Due Diligence; Beneficial Ownership
- Financial Investigations Unit Alert/Case Management
- SAR Preparation
- Monitoring and Screening Tool Governance
- Training Programs
- Independent Audit
Our Experts
Ross Marrazzo
Managing Partner
David Caruso
Managing Director, Global Financial Crimes Compliance
Prasad Chintamaneni
Managing Director
Constandino Papagiannis
Managing Director
Efren Marquez Alba
Engagement Director
Prakash Samaga
Engagement Director
Ron Ziegler
Engagement Director
Kevin Grimes
Senior Manager
Martin Jaundoo
Senior Manager
Frank Meister
Senior Manager
Kevin Polster
Senior Consultant
Ready to Talk?
Treliant works closely with its clients to understand their needs and design an appropriate work plan and approach to each engagement. Learn more when you connect with our team.