Global Financial Crimes Compliance

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Enforcement Action Remediation

• Independent Consultancies and Monitorships
• Independent Transactional Reviews (e.g., Lookbacks)
• Compliance Program Design, Enhancement, and Implementation
• Tactical Remediation

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Regulatory Exams

• Exam Preparation
• Corrective Action Advisory and Validation

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Compliance Program Framework

• Compliance Program Design, Enhancement, and Implementation
• Department Structure and Staffing Assessments
• Policy and Procedure Development
• Training and Training Programs

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Governance

• Board of Directors and Senior Management Roles and Responsibilities
• Management and Board Reporting; Dashboard and Metrics Design
• Staffing Roles and Responsibilities
• Training at all Levels—Board; Management; Employees

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Risk Assessments

• AML/BSA
• Economic Sanctions/OFAC
• Anti-Bribery/Corruption
  Fraud
• Risk Scoring Methodology Development

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Customer Risk Profile

• Risk Assessment; Customer Risk Model Alignment
• Customer Segmentation; High Risk Customer Methodology Development
• Know Your Customer (KYC)/Customer Identification Program (CIP)/(CDD)
• EDD Program Development / Remediation
• Correspondent Banking Due Diligence Compliance
• KYC/EDD Remediation
• Customer Name Screening (Negative News, etc.)
  Beneficial Ownership

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Suspicious Activity Monitoring and Economic Sanctions/OFAC Screening

• Transaction Scenario Gap Analysis
• Transaction Scenarios / Sanctions Filters

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Alert Management / Investigations

• Financial Investigation Unit (FIU) Development
• Backlogs and Lookbacks
• Investigations and Suspicious Activity Reporting (SAR) Process

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Data Analytics

• Data Integrity Reviews
• Customer Data Quality Reviews

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Model Identification, Validation, and Governance

• Alerting Systems Identification, Implementation, and Advisory
• Outcome Analysis
• Model Governance Documentation
• NYSDFS 504 Reviews

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Tools / Technologies

• Advisory and Implementation
• Customer Due Diligence/Enhanced Due Diligence
• AML Monitoring
• Sanctions Screening
• Case Management

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Assessment and Assurance

• Rapid Assessments and Report on Program Health, Including Effectiveness and Efficiency
• Independent Compliance Testing (2nd Line)
• Independent Audits (3rd Line)
• Acquisition Due Diligence

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Law Firm Support and Partnerships

• Support and Referrals
• Investigations
• Data Retrieval
• Privileged Engagement Partnerships

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Staff Augmentation; Outsourcing

• Staff Augmentation at All Levels – CCO; Investigators/Analysts; Auditors; SMEs
• Outsourcing of Compliance Program Activities, including
  • Risk Assessments
  • Policies and Procedures Management
  • Enhanced Due Diligence; Beneficial Ownership
  • Financial Investigations Unit Alert/Case Management
  • SAR Preparation
  • Monitoring and Screening Tool Governance
  • Training Programs
  • Independent Audit

Treliant's Global Financial Crime Compliance Regulatory Advisory Services Include:

Virtual Currency / Crypto

Compliance Program Framework

• Compliance Program Design, Enhancement, and Implementation
• Compliance Risk Assessment and Mitigation
• Department Structure and Staffing Assessments
• Policy and Procedure Development
• Training and Training Programs

Compliance Operations Support

• Know-Your-Customers (KYC)
• Anti-Money Laundering (AML) / Combating the Financing of Terrorism (CFT)
• Customer Due Diligence (CDD) / Enhanced Due Diligence (EDD)
• Transaction Monitoring and Suspicious Activity Reporting (SAR)
• Blockchain Analysis
• Loaned Staff and Interim Compliance Officer Support

Legal Operations Support

• Legal Operations Program Design, Enhancement, and Implementation
• Technical Know-How for Litigation Strategy
• Blockchain Analysis
• Regulatory Management and Response
• Loaned Staff

Virtual Currency / Crypto and Blockchain Training, Deployment, and Presentations

• Presentations and Training on Virtual Currency / Crypto and Blockchain Fundamentals
• Presentations and Training on Blockchain Analysis
• Presentations and Training on Virtual Currency / Crypto and Financial Crimes
• Presentations, Training, and Deployment of Solutions for Crypto Custody