Larry Candido, Senior Director with Treliant, is a risk and compliance professional and business executive with over 25 years of in-house and consulting experience. Larry’s work has focused on developing, enhancing, and executing U.S., regional, and global compliance programs and risk management governance frameworks, and providing departmental, committee, and board-level oversight. His areas of expertise include federal and state consumer and commercial banking laws and regulations; anti-money laundering (AML) and sanctions; enterprise risk management; financial technology (FinTech); compliance, operational, and front office strategy, architecture, and implementation; change management; continuous improvement; corporate governance; and regulatory relations.
At Treliant, Larry provides regulatory guidance and support to financial institutions regarding complex enterprise and line-of-business risk and compliance initiatives, including target operating models; governance, risk, and compliance (GRC) technology platforms; risk appetite statements; risk metrics; process re-engineering; process, risk, and control inventories (PRCI); risk and control self assessments (RCSA); policies and procedures; monitoring; and reporting.
Prior to joining Treliant, Larry held senior positions in the financial services sector, including Chief Compliance Officer at Rabobank North America Wholesale, where he managed a team of 50+ compliance professionals and project staff providing AML, markets, and core compliance advice and support to Rabobank’s banking and broker-dealer businesses, and oversaw multiple compliance transformation initiatives, including process automation and deployment of technology enhancements. He also served as Compliance Director, U.S. & Global Compliance Strategy and Administration at Citibank; Managing Director, Head of Legal and Compliance at Eurohypo AG, New York Branch; and General Counsel at the Hongkong and Shanghai Banking Corp. (HSBC) U.S. Group.
Larry was also a practice leader at Guidehouse (formerly Navigant Consulting) and RGP Consulting, where his work included designing and restructuring the compliance and risk functions for U.S. and foreign banks and bank holding companies, and serving as engagement lead for projects involving the remediation of AML and risk management enforcement actions.
In addition, his experience includes roles at two technology startups, Snaz Commerce Solutions and Peaktop International, where he managed the legal, compliance, and finance functions.
Larry holds an MBA from the Wharton School, a JD from Hofstra University School of Law, and a BA from Fairfield University. He is a member of the New York State Bar.
Areas of Specialization
- Anti-Bribery and Corruption
- Anti-Money Laundering / Bank Secrecy Act
- Compliance Audits
- Compliance Programs
- Conduct Risk
- Consumer Laws / Regulations
- Corporate Governance
- Enterprise Risk Management
- Executive Leadership
- FinTech Compliance
- Independent Monitorships and Consultancies
- Operational Risk
- Project Management
- Regulatory Exam / Management
- Regulatory Relations
- Remediation Plans / Implementation and Effectiveness Testing
- Risk Assessments
- Strategy / Strategic Planning
- Technology Services
- Third-Party Risk Mitigation