With money launderers, corrupt actors, and terrorist and criminal syndicates seeking to circumvent safeguards in the financial services industry, regulatory authorities around the globe are relying on financial institutions to play a robust role in thwarting illicit activity. We bring financial crimes compliance experience from all major jurisdictions worldwide.

  • Design an effective compliance program and effective system of internal controls
  • Perform AML/BSA risk assessments
  • Assess alignment of AML/BSA policies and procedures with regulatory expectations and with the institution’s customers, delivery channels, geographical areas of operation, and transaction volumes
  • Review management oversight and governance over supervisory concerns, including both formal and informal communications
  • Review BSA/AML management’s roles and responsibilities, structure, staff qualifications, and experience
  • Determine coverage of relevant regulatory risks
  • Conduct BSA/AML training for compliance personnel, the Board of Directors, and front-line staff
  • Review internal audit and independent audit programs
  • Perform independent audits

  • Program-wide assessment
  • Risk-to-Rule mapping and coverage assessment

  • Assess the design and operating effectiveness of the BSA/AML Program across the BSA Pillars
  • Internal controls
  • Beneficial Ownership
  • Training

  • Needs Assessment
  • Training plan review and development
  • Training program review and development

Case Studies

Learn about the ways we have helped our clients meet regulatory obligations, manage risk, and address business change.

Ready to Talk?

We work with you to understand your needs, so we can tailor our approach to your engagement. Learn more when you connect with our team.

Know Your Customer

Know Your Customer

Our team has the deep domain expertise and wide range of experiences that are critical to building effective Know Your Customer programs

OFAC and Sanctions Screening

OFAC and Sanctions Screening

We help you apply sophisticated screening to deal with complex and conflicting global sanctions regulations

Transaction Monitoring

Transaction Monitoring

We deliver effective Transaction Monitoring systems that are foundational for your robust, risk-based Financial Crime Compliance Program

Model Validation, Tuning, and Testing

Model Validation, Tuning, and Testing

We ensure the accuracy, fairness, and transparency of your models to enable good decisions

Financial Fraud

Financial Fraud

Our experts implement the necessary policies, procedures, and controls to prevent, detect, and respond to financial misconduct and fraud

Monitorships and Independent Consultancies

Monitorships and Independent Consultancies

Our team drives the monitorship process to a successful conclusion, with careful alignment between you and the monitor