Capital Markets

Treliant's Capital Markets Services Include:

Culture and Conduct Risk Management

• Program assessment, operating model design and implementation, including governance, three lines of defense, risk dashboards and policies/procedures
• Develop advanced approaches for proactively identifying potential employee misconduct

Treliant's Capital Markets Services Include:

Data Solutions

• We help global financial institutions engage technology and unlock their data to transform their business. We’re experts in transformation around data, finance, risk, and regulation, using cloud and on-premises data warehouses, big data platforms, and FinTech and RegTech solutions.
• We know how to help you innovate, generate insights, and build the platforms you need to execute on your strategy. We’ve been helping leading financial institutions do so for over a decade now.

Vox Data Solutions 

Treliant's Capital Markets Services Include:

Digital Transformation

• We built our business on the belief that successful tech-enablement requires a blend of technological expertise, change management experience, and digital transformation skills.
• Combining these capabilities with a broad understanding of your organisation and the challenges you face enables us to deliver the optimal solution to ensure rapid and sustained improvements.

Vox Digital Transformation

Treliant's Capital Markets Services Include:

FCPA; UKBA

• Undertake control testing for corruption and bribery risks within a U.S. registered broker-dealer with a global presence

Treliant's Capital Markets Services Include:

Fraud Risk Management

• Program assessment, operating model design and implementation
• Data lineage analysis, fraud rules/scenario development and implementation, fraud risk management systems implementation

Treliant's Capital Markets Services Include:

Fundamental Review of the Trading Book (FRTB)

• FRTB addresses the shortcomings of the current market risk framework to make the financial system more robust while not unduly inhibiting the efficiency of the market.
• Breaking down the complexity, we help banks manage the elements of risk management to ensure regulatory compliance
  • Risk Management and Internal Controls – conduct a gap analysis of a bank’s enterprise-wide risk management framework and internal controls systems to determine the enhancements necessary to meet the risk management requirements covering capital planning, liquidity risk management, and compliance risk management.
  • Data Quality Management – plan to enhance a bank’s data quality management program, including data governance.
  • Compliance Risk Management – plan to enhance a bank’s compliance risk management program and an analysis of the most material risk factors

Treliant's Capital Markets Services Include:

Regulatory Change Management

• This challenging regulatory environment needs high-performing, skilled specialists with financial and technical literacy to deliver change management programs. Vox offers quality regulatory specialists and competitive pricing to plan, resource, and deliver major change projects.
• We can manage global projects by augmenting your existing team with experienced project managers and subject matter experts, supported by trained and resourceful junior staff, to provide scalable resourcing. We are also able to own delivery end-to-end, building and executing the right program to meet your objectives and requirements. In both models, we can work on client premises or from our near-shore Service Delivery Centres.

Vox Regulatory Change Management

Treliant's Capital Markets Services Include:

Sales Practices

• Assessment of governance framework
• Development of sales practices metrics for management reporting

Treliant's Capital Markets Services Include:

Service Delivery Centre

• Our Service Delivery Centres (SDCs) offer project teams, staff augmentation, and business process outsourcing from our sites in Belfast, Northern Ireland and Lodz, Poland.
• We deliver high-quality staff, overseen by an experienced Vox executive team; secure, dedicated office space with high-speed access to our clients’ systems; and a cost-effective and scalable resource model.

Service Delivery Centre

Treliant's Capital Markets Services Include:

Surveillance Program

• Assess Compliance Surveillance programs covering a variety of behaviors, including treating clients fairly (e.g. front running), market manipulation (e.g. insider trading) and many others
• Develop a comprehensive Compliance Surveillance Program target operating model
• Evaluate existing surveillance systems
• Implement third-party surveillance vendor solutions in a capital markets business