We help financial institutions manage complex regulatory and business change.

Treliant combines global banking, compliance, regulatory experience, innovative data solutions, and highly skilled specialists to help financial institutions deliver their capital markets regulatory and business change projects and assess their capital markets processes. Our capabilities include project and program management, risk and finance analytics, data management, digital transformation, and legal documentation. We also provide financial crimes compliance services including Foreign Corrupt Practices Act/U.K. Bribery Act compliance, fraud risk management, sales practices compliance, and surveillance.

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Regulatory Change Management

AML Sanctions Screening 

  • A tier one investment banking client needed to accelerate the implementation of a consent order and related global operating standards for sanction matches (GOSSM). With limited bandwidth and insufficient internal expertise, we stepped in and deployed a team of highly skilled consultants with strong regulatory, data governance, and technical backgrounds to assist the AML Sanction Screening Workstreams for their trading business.  

 IBOR Transition 

  • Global investment banking client is in the process transitioning from LIBOR to SOFR. Treliant analysts are working on all stages of the transition for this global program, including identifying the stakeholders, impacted activity, clients and documents, approach on remediation, aligning with ISDA protocols, and communicating with their clients.   

Initial Margin 

  • As a result of new rules requiring the posting of up-front collateral (initial margin) on OTC derivatives trades, our client, a major dealer in in this space, is now required to post or collect collateral for these transactions. The IM rule was introduced in multiple phases, with the threshold for inclusion based on size of client activity. We assisted the client in reviewing trading activity for assignment to the phases, and performed required outreach, document repapering, and implementation of collateral agreements.  

Uncleared Margin 

  • A global, systemically important bank needed to implement Uncleared Margin regulatory requirements across a diverse client population including Corporations, Public Sector, Tier 2 Banks, Private Equity Funds, and other Alternative Investment Providers. Early in the client’s analysis of the project, they realized they would need additional, experienced staff resource as it would run concurrently with other client facing regulatory change initiatives. Our team successfully implemented regulatory requirements with no adverse impact to clients, senior management, or front office staff. Treliant’s approach was deemed ‘best practice’ and adopted for other regulatory programs across the bank. 

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Treliant works closely with its clients to understand their needs and design an appropriate work plan and approach to each engagement. Learn more when you connect with our team.