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Treliant works closely with its clients to understand their needs and design an appropriate work plan and approach to each engagement. Learn more when you connect with our team.
A top U.S. brokerage firm was experiencing unplanned, rapid, and dramatic volume increases which led to a shortage in skilled resources needed to complete trade surveillance and transaction monitoring alerts. This resulted in a backlog of alerts and ultimately affected the on-time delivery of regulatory filings and reporting- an imminent threat to their business and bottom line. Unable to locate and onboard qualified talent, the firm hired Treliant to develop customized workforce and operational solutions to support these functions.
Treliant sourced two teams of skilled professionals with transaction monitoring and trade surveillance experience from their Belfast Service Delivery Center. The solution included:
Treliant ensures that the firm’s processes, procedures, and deliverables are of the highest quality and meet all regulatory needs and requirements. As volume increases and the firm’s business grows, Treliant will staff additional skilled and trained team members. At present, the following metrics show the engagement has:
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Treliant works closely with its clients to understand their needs and design an appropriate work plan and approach to each engagement. Learn more when you connect with our team.