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Compliance and Strategic Advisors to the Financial Services Industry

Treliant’s trusted advisory services focus on meeting the growing needs of our clients in the compliance, risk management, and operational landscape. As a privately-owned firm of leading professionals from government and industry, we help bankers, brokers, mortgage enterprises, and FinTech companies grow and serve consumer, small business, and capital markets clients while navigating the changing policies, rules, and agencies influencing the world of finance.

We focus on the industry’s most pressing concerns, including consumer regulatory compliance, mortgage operations, financial crimes, financial markets conduct and compliance, fair lending, litigation support, and operational risk. We serve clients from Main Street to Wall Street and across the globe, often in partnership with premier law firms. Our firm continues to grow in the service of our clients, with headquarters in Washington, DC and offices in Dallas and New York. We invite you to learn more About Us, Our Professionals, and our advisory Services in the following pages. To request more information, please Contact Us.

Spotlight

Treliant Risk Advisors Participated in the ABA Regulatory Compliance Conference, June 10-14, 2017, in Orlando, FL
 
Featured Treliant speakers included:

Susanna K. Tisa, Chief Business Officer, moderated the Power Hour Breakfast Session: 10 Things to Do Now to Prepare for Fair Lending Exams on June 12, where she was joined by Carl G. Pry, Managing Director, Kathlyn L. Farrell, Senior Advisory Board Member, and Tina M. Shaver, Senior Director.

Carl G. Pry, Managing Director, served on the faculty of the Fair and Responsible Lending Workshop preceding the conference on June 10. He also participated on the panel Hot Topics in Fair and Responsible Lending on June 12.

Kathlyn L. Farrell, Senior Advisory Board Member, moderated Lifecycle of a Product and Sales Culture Compliance: Monitoring and Controls on June 11 as well as Update on UDAAP Gaps: From Deposit Reconciliation and Thresholds to Overdraft.

Tina M. Shaver, Senior Director, discussed Managing the Beast of Project Management on June 12.  


Treliant Risk Advisors Institute for Strategic Compliance Leadership


The Compliance Leadership Institute’s mission is to drive leadership excellence in regulatory risk compliance throughout the financial services industry. We achieve this goal by helping to enhance the ability of compliance leaders to achieve greater personal and professional effectiveness in their roles as compliance/risk managers, particularly in their ability to motivate and persuade others that have no direct accountability to the compliance function. 

Request more information about our upcoming sessions


Articles in the Summer 2017 issue of New CoordinatesTreliant's Quarterly Newsletter, include: 


The front page of Treliant's New Coordinates quarterly newsletter
  • Reinstatement of the Glass-Steagall Act? Bankers Beware, It’s a Trap
  • Meeting the NYDFS Deadline for Certified AML and OFAC Safeguards
  • Practical Advice for Managing Fair Lending Risk
  • It’s Time to Prepare for Small Business Fair Lending Exams
  • HMDA Reporting Requirements for Loan Assumptions Expanding in 2018
  • Regulatory Relations are Make-or-Break in Banking Today
  
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Opportunities and risks in financial services arise at home and abroad in our increasingly interconnected world. A steady hand is required to perform the daunting task of steering through competing capital and regulatory regimes. Treliant Risk Advisors brings wide-ranging international experience to bear in helping financial companies comply with requirements, operate efficiently, and achieve results in markets worldwide. Learn more about who we serve on our About Us page. Our Services page articulates our areas of expertise and the ways in which we can advise your company.