New Episode of the Compliance Hero Podcast
In the latest episode of Compliance Hero, Kathlyn (Lyn) L. Farrell
speaks with David W. Miller, Ph.D., Director, Princeton University Faith & Work Initiative, Lecturer and Professional Specialist, about 5 questions to ask ourselves about conduct risk and ethics. Listen
and let us know the compliance, operational, and leadership challenges you would like addressed in future episodes.
Compliance Hero is a podcast for financial institution compliance professionals. In this podcast, Lyn Farrell and top compliance professionals discuss issues related to the complicated and dynamic job of compliance risk management, including hot compliance topics, managing the compliance function, and compliance leadership-related issues.
Treliant Risk Advisors Institute for Strategic Compliance Leadership
The Compliance Leadership Institute’s mission is to drive leadership excellence in regulatory risk compliance throughout the financial services industry. We achieve this goal by helping to enhance the ability of compliance leaders to achieve greater personal and professional effectiveness in their roles as compliance/risk managers, particularly in their ability to motivate and persuade others that have no direct accountability to the compliance function.
Request more information
about our upcoming Spring session.
Articles in the Outlook 2018 issue of New Coordinates, Treliant's Quarterly Newsletter, include:
- Harnessing Cyber Intelligence is Key to Managing Evolving Risks
- Digital Marketing: Innovative but Not Without Compliance Risk
- Taking a Risk-based Approach to FinTech Partners
- HMDA in 2018: New Rule Shifts Focus to Process
- Finding Relief in the New Year from the Onslaught of AML Alerts
- Use Caution Pumping the Brakes on Your Auto Finance Compliance Programs
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