Regulatory Change Management
We offer quality regulatory specialists and competitive pricing to plan, resource, and deliver major change projects.
This challenging regulatory environment needs high-performing, skilled specialists with financial and technical literacy to deliver change management programs. Treliant offers quality regulatory specialists and competitive pricing to plan, resource, and deliver major change projects.
Treliant can manage global projects by augmenting your existing team with experienced project managers and subject matter experts, supported by trained and resourceful junior staff, to provide scalable resourcing. We are also able to own delivery end-to-end, building and executing the right program to meet your objectives and requirements. In both models, we can work on client premises or from our near-shore Service Delivery Centres.
Our Regulatory Change Management Offerings Include:
Our Regulatory Change Management Offerings Include:
Regulatory Change Programs
We have experience of a broad range of projects from repapering clients to complying with derivatives regulation to regulatory reporting. We cover application, operationalization and implementation of regulatory rules and reporting.
Sample project experience:
- Uncleared Margin
- LIBOR Reform
- Security-Based Swap Dealer
- MiFIDII
Our Regulatory Change Management Offerings Include:
Client Outreach
Our teams manage end-to-end client engagement for programs such as IBOR reform, Uncleared Margin, and ISDA repapering.
- Produce client materials
- Develop and manage internal stakeholder awareness
- Execution of client communication
- Manage inbound client queries
- Track & report status dashboards
We can provide mixed onshore/nearshore teams to optimize cost.
Our Regulatory Change Management Offerings Include:
Surveillance Programs
We can assess and upgrade trade and order surveillance programs, including:
- Document venues and brokers used
- Trace internal order & trade data representations
- Validate and assess data quality
- Link reported data back to sources
- Define and implement best practices
Our Regulatory Change Management Offerings Include:
Contract Repapering
We deliver repapering events from start to finish.
- Analyze contract/trade population to define impacted clients
- Create views of clients for each stakeholder area e.g. show business their set of impacted clients
- Define the set of impacted documentation – including loan agreements, ISDAs, long-form confirms under MCAs, and interest agreements for collateral
- Analyze docs using OCR/AI to extract key terms, and work with legal teams (in-house or Treliant) to build a view of how each agreement can be remediated
- Agree approach for each document type e.g. amendments to loans docs or confirms, unwind of trade.
- Make use of industry or proprietary tools as required
- Agree communication approach and perform client outreach activities
- Track and report the overall body of work as it is executed.
Our Regulatory Change Management Offerings Include:
Recovery and Resolution Planning
We have prepared regulatory submissions for recovery & resolution planning.
- Mobilize and lead teams from multiple business areas, risk functions, IT, and Operations to gather required data – both quantitative and qualitative
- Draft comprehensive qualitative response to accompany data return
- Where necessary, design strategic procedural and systemic changes to facilitate future returns.
Our Regulatory Change Management Offerings Include:
Program and Project Management
- Success in financial project management is achieved through constructive engagement and relentless execution.
- Our program management is guided by a decade of agile project management experience, financial subject matter expertise, and emotional intelligence to deliver results for you. We take the initiative.
- Our program & project management team have deep expertise in delivery of major digital change programs. We understand how to structure and plan programs within financial institutions to set them up for success.
- With delivery leadership capabilities across business and technology, we build effective governance frameworks, taking responsibility for optimal use of global resources, and defining the most efficient delivery path to meet the program goals, whilst maintaining an ongoing focus on risk management and mitigation.
Our Regulatory Change Management Offerings Include:
Staff Augmentation
- Experienced in deploying resources as an extension to an existing client team.
- Align resources closely with the skills and knowledge required to carry out the role.
- Tailor any upskilling and training ahead of the resource joining the client team.
Our Regulatory Change Management Offerings Include:
Business Process Outsourcing
- We manage the ongoing operation of business-critical processes.
- We work closely with our clients to agree SLAs and KPIs on the process to ensure work is carried out to the required quality and delivered seamlessly to your customers.
Our Regulatory Change Management Offerings Include:
Nearshoring
Ready to Talk?
We work with you to understand your needs, so we can tailor our approach to your engagement. Learn more when you connect with our team.