Corporate & Regulatory Investigations

Treliant's Corporate & Regulatory Investigations Services Include:

Corporate Investigations

Treliant has deep experience working closely with law firms and general counsel to assist clients in management-led internal investigations and independent audit-committee investigations in regulatory matters.

The services we provide include:

• Forensic accounting, including risk-based judgmental sampling and analysis of underlying records and supporting documentation related to specific accounting transactions
• Forensic technology, including data analytics and discovery management
• Supporting counsel in interviews of accounting, finance, and audit personnel
• Reporting on investigation findings and recommended remedial measures, where appropriate
• Assisting counsel with presentations to the SEC, DOJ, and other government agencies on investigative procedures and factual findings

Treliant's Corporate & Regulatory Investigations Services Include:

Regulatory Investigations and Advisory Services

Our securities experts provide support to counsel in private securities litigation and in DOJ, SEC, and FINRA investigations involving broker-dealers, investment advisors, hedge funds, and private equity firms.

Our services include:

• Internal and Audit Committee Investigations
• Market Manipulation Investigations
• Improper Commingling of Invested Funds
• Sales Practices and Supervisory Investigations
• Regulatory Exam Preparation, Internal Audits, and Mock Examination Services
• Remediation of Compliance Program and Internal Control Deficiencies

Treliant's Corporate & Regulatory Investigations Services Include:

Anti-Bribery and Corruption Services

Treliant has deep experience working closely with companies and their counsel on a wide range of ABC-related services for clients in the US, Europe, South America, the Middle East, Africa, and Asia. Our findings have been presented to the SEC, DOJ, SFO, and other foreign regulatory authorities – in compliance with restrictive data protection and privacy regimes around the world.

Our areas of specialization include:

• ABC and Foreign Corrupt Practices Act (FCPA) Investigations
• ABC Risk Assessments
• ABC Compliance Audits
• Pre- and Post- Acquisition Due Diligence
• Post-Merger Integration
• Implementation, Testing, and Monitoring of ABC Programs and Controls
• Development of Management and Board Training Programs

Treliant's Corporate & Regulatory Investigations Services Include:

Asset Tracing and Recovery

Treliant professionals have deep experience in international asset tracing and recovery and the management and conduct of complex, multi-jurisdictional financial/fraud investigations involving wire transfer fraud, bribery and extortion. Our breadth of experience and track record of success utilizing proprietary methodologies make Treliant a logical partner in instances of high monetary recovery opportunities with difficult odds of success.

Treliant's Corporate & Regulatory Investigations Services Include:

Independent Regulatory Audits

Treliant professionals have extensive experience conducting independent audits of entities under regulatory scrutiny.

Representative engagements include:

• Forensic Accountant to the New York Stock Exchange (NYSE) Regulatory Auditor during an SEC-mandated independent audit of NYSE policies and procedures regarding trading by floor members
• Independent Auditor in a false claims act matter to facilitate settlement among a global shipping company, DOJ, and Department of Navy
• External Compliance Advisor for multilateral investment funds responsible for administration of annual financial disclosure programs to ensure compliance with conflict of interest rules

Treliant's Corporate & Regulatory Investigations Services Include:

Forensic Technology and E-Discovery

Treliant professionals are skilled in the most advanced tools and techniques to quickly and accurately identify, analyze and interpret large volumes of information:

• Digital investigation
  • Forensics Acquisition and Analysis
  • Identification and Preservation
  • Chain of Custody/Legal Audit Trail
  • Data Recovery
  • Reporting
  • Expert Testimony
• Electronic Discovery
  • Electronic Stored Information (ESI) Scooping and Preservation
  • Electronic Stored Information (ESI) Processing, Searching (Culling), and Hosting
  • Technology Assisted Review (TAR)
  • Management Document Review and Production
  • Post-Review Support
  • Information Governance Advisory
  • Project Management
  • Enterprise Discovery Services (EDS)
  • Litigation Readiness Consulting

Treliant's Corporate & Regulatory Investigations Services Include:

Litigation Support

Treliant professionals have assisted clients in all aspects of the litigation process including working closely with General Counsel and/or external counsel under privilege. Treliant’s litigation support services include:

• Damages / disgorgement calculations
• Document review and analysis
• Email review
• Expert reports
• Expert witness testimony

Treliant's Corporate & Regulatory Investigations Services Include:

Insolvency and Restructuring

Treliant professionals have experience in a diverse range of large to lower middle market bankruptcy, insolvency and restructuring matters. The Firm is uniquely qualified to advise clients in insolvency matters where there are questions or allegations of fraud and/or gross mismanagement by current or former officers and/or directors.  Treliant professionals are qualified to:

• Serve as Chief Restructuring Officer
• Investigate current or former officers or directors, and third party or insider transactions
• Investigate alleged preferential or fraudulent transfers, and provide expert testimony on insolvency at the time of such transfers
• Provide advice on cash management, controls and financial reporting
• Support counsel in contested matters involving the appointment of a Chapter 11 trustee or examiner
• Provide advice on Chapter 11 plan formulation and plan feasibility, assist in restructuring negotiations, and provide expert testimony for purposes of plan of reorganization confirmation