Phil Hubert is a Senior Manager with Treliant. He has 11 years of financial industry experience, with a concentration on financial crimes investigation and regulatory compliance. Phil brings both analytical and quality control experience in investigations – from inception to law enforcement and government reporting. As an Anti-Money Laundering (AML) professional he has engaged in the monitoring of hedge funds, emerging markets investment, trade-finance transactions, and correspondent banking. He is well-versed in US legal and regulatory requirements, threshold analysis, resource allocation, and operational/client-based risk assessments.

As part of Treliant’s Financial Crimes Compliance (FCC) practice, Phil has worked with a team handling an ongoing federal monitorship of a top-tier global financial institution on the global audit of its Office of Foreign Assets Control (OFAC) Sanctions Compliance program. Additionally, he has been part of a Treliant team engaged in assisting the internal audit group of another large international bank during execution of all stages of its FCC transaction monitoring audit, including the testing of its effectiveness in meeting terms of a standing Office of the Comptroller of the Currency (OCC) consent order.

Prior to joining Treliant, Phil was an Assistant Vice President with the Enhanced Due Diligence (EDD) and Surveillance and Investigations Unit at First Niagara Financial Group, contributing to the unit’s growth, staff development, and quality assurance. Previous positions include Associate Vice President (AVP) and Senior Compliance Analyst in the Private Banking, Correspondent Banking, and International Banking units of HSBC Bank NA.

Phil is a graduate of the State University of New York College at Buffalo, where he studied Management.

Areas of Specialization

  • Anti-Money Laundering / Bank Secrecy Act
  • Commercial Banking
  • Compliance Audits
  • Compliance Programs
  • Corporate Investigations
  • Data Privacy
  • Due Diligence
  • Email Review / Surveillance
  • Financial Investigations
  • Independent Monitorships and Consultancies
  • Information Security
  • Lookbacks
  • OFAC / Economic Sanctions
  • Regulatory Exam / Management
  • Regulatory Relations
  • Third-Party Risk Mitigation