Greg Waldvogel is an Engagement Director in Treliant’s Global Financial Crimes Compliance practice. In this role, he is responsible for leading teams that assist and advise clients on matters related to Bank Secrecy Act (BSA), anti-money laundering (AML), and sanctions compliance. With over 15 years of experience in the financial crimes and investigations space, and a unique perspective gained from roles in law enforcement, global banking, and consulting, he is able to quickly understand each client’s operating model and risk profile to help implement tailored financial crimes compliance programs and operational processes.

Greg brings his expertise to engagements that assess and improve compliance, risk management, and audit functions at a wide range of financial services companies. He has served clients at global and domestic banks, traditional and online broker-dealers, fintech payments platforms, and gaming industry participants.

Greg began his career within the New York County (Manhattan) District Attorney’s Office, investigating financial crimes including larceny, fraud, and elder abuse. He also spent several years in HSBC’s Special Investigations Unit, investigating high-profile matters related to money laundering and geopolitical risk, and liaising directly with law enforcement. Most recently, he spent over nine years serving as an Advisory Director at KPMG.

Greg is a graduate of Baruch College and the CUNY Macaulay Scholars Honors Program.

Areas of Specialization

  • Anti-Money Laundering / Bank Secrecy Act
  • Compliance Audits
  • Compliance Programs
  • Financial Crimes Compliance Programs
  • Financial Investigations
  • FinTech Compliance
  • Independent Monitorships and Consultancies
  • Lookbacks
  • Model Validation
  • OFAC / Economic Sanctions
  • Project Management
  • Regulatory Exam / Management
  • Remediation Plans / Implementation and Effectiveness Testing
  • Risk Assessments
  • Transaction Monitoring