Gerren Mobley is a Manager with Treliant. With over 15 years of professional experience in financial services, he has extensive knowledge in consumer financial protection, particularly in financial regulations, the Bank Secrecy Act/Anti-Money Laundering/Know Your Customer rules (BSA/AML/KYC), risk management, ethics/code of conduct policies, and broker/dealer compliance and operations.
Since joining Treliant, Gerren has been managing engagements and review teams in Treliant’s Mortgage Litigation practice area as well as the firm’s Mortgage Operations and Compliance area. Most recently, he has been advising top law firms, mortgage servicers, and regional banks in the Real Estate Settlement Procedures Act (RESPA), in regards to loss mitigation procedures and the prohibition of certain foreclosure activities. He has also worked with the General Compliance practice area in preparing regional banks for Consumer Financial Protection Bureau (CFPB) readiness reviews, and with the Fair Lending practice area on redlining analysis.
Prior to joining Treliant, Gerren was a Compliance Attorney at Morgan Stanley, advising employees and executive management on matters related to employee trading policies, outside business activities, and private investments in accordance with Financial Industry Regulatory Authority (FINRA) regulations. He has worked in the Office of General Counsel at FINRA as part of its Code of Conduct Group, with its Appellate Group assisting attorneys with research related to appeals from the Office of Hearing Officers (OHO), and with its National Adjudicatory Council (NAC). As a stock trader for First Citizens Bank, he traded on traditional equity accounts for clients and fee-based accounts for the bank’s managed account platform.
Gerren holds a JD from Campbell University’s Norman Adrian Wiggins School of Law and a BS in Business Management-Finance from North Carolina State University. He is also admitted to practice law in the state of Maryland.