Services
We help our clients navigate regulatory requirements and best practices so they can meet their operational objectives.
Broker-Dealer Compliance
Conduct Risk Management
Surveillance Programs
Trading and Sales Supervision
Credit Model Validation
Credit Risk Management and Monitoring
Loan Policy Review
Loan Review
Data Collections and Preservations
Digital Investigations
Electronic Discovery Services
Expert Witness Services
Anti-Bribery and Corruption
Anti-Fraud
Anti-Money Laundering / Bank Secrecy Act (AML/BSA)
Global Economic Sanctions / Office of Foreign Assets Control (OFAC)
Call Center Overflow
Large-Scale Reviews and Remediations
Secondment
Staff Augmentation
Knowledge Center
We deliver cutting-edge alerts and in-depth analysis of business, technology and regulation.
Listen to Tim Stokes Live from the 2019 ABA Regulatory Compliance Conference – Risk Assessments:
Tim Stokes is a Director at Treliant with 20 years of experience in the financial services industry. He specializes in building and optimizing comprehensive compliance management programs for financial institutions of varying sizes. His extensive regulatory knowledge covers both bank consumer lending and deposit regulations. Areas of expertise include risk…