Broker-Dealer Compliance

Conduct Risk Management

Surveillance Programs

Trading and Sales Supervision

Credit Model Validation

Credit Risk Management and Monitoring

Loan Policy Review

Loan Review

Data Collections and Preservations

Digital Investigations

Electronic Discovery Services

Expert Witness Services

Anti-Bribery and Corruption

Anti-Fraud

Anti-Money Laundering / Bank Secrecy Act (AML/BSA)

Global Economic Sanctions / Office of Foreign Assets Control (OFAC)

Call Center Overflow

Large-Scale Reviews and Remediations

Secondment

Staff Augmentation