Risk Management and Strategic Compliance Services

Institutions must integrate currently siloed risk management activities across complex layers of business operations. Now, more than ever before, organizations are realizing that organizational, process, and technology elements must be leveraged, not just to enhance risk management strategy but to also optimize performance.

At Treliant, we take a cross-functional view of risk by coupling Treliant’s deep industry knowledge with a structured risk management approach and proven methodologies that are governed by practical application and driven by results. Our team is made up of risk management professionals, former regulators, and senior executives from top U.S. banks and financial services institutions that provide our clients with a range of services and capabilities to help with their most pressing risk management issues.

We provide our clients with expertise in:

Operational Risk

The drivers confronting institutions to improve operational risk are growing in frequency and number. At Treliant, our team of former bank executives helps our clients move beyond siloed risk approaches by developing solutions to assess enterprise exposures and integrate risk management with underlying business processes. We understand that effective operational risk management can add real value to your institution. Our services address operational risk areas that include:

  • Third party risk management
  • Information assurance (Security & Privacy)
  • Information and technology governance
  • Model governance
  • Business resiliency
  • Incident response management
  • Fraud
  • Operational Efficiency

Regulatory Matters

Treliant represents clients facing a wide range of regulatory issues and acts as an effective advocate with domestic and overseas financial services regulators. Our professionals have particular expertise in ensuring that regulatory risk is identified and addressed in a consistent and coordinated manner on an enterprise-wide basis. We assist our clients with:

  • Regulatory advice
  • Examination readiness
  • Regulatory examination findings remediation, including Matters Requiring Attention (MRAs) and enforcement actions
  • Management assessment studies
  • Model validation studies
  • Independent monitorships
  • Internal capital adequacy analysis

Strategic Compliance

Treliant helps senior executives and boards of directors address strategic challenges, develop new insights, and solve complex business problems by linking vision and execution and connecting corporate strategy to financial performance. We assist our clients with:

  • Volcker Rule implementation
  • Enhanced Prudential Standards implementation
  • Recovery and Resolution Planning (“Living Wills”)
  • Capital planning, including Basel III readiness
  • Organizational and legal structure planning
  • Balance sheet management
  • Corporate development
  • Strategic business plans

Integrated Risk Management

Treliant assists clients in taking a more proactive approach in the governance, identification, assessment, and remediation of strategic, operational, financial, and regulatory risks across the enterprise. We help clients design and implement integrated risk management solutions that cut across risk function silos, a principal challenge for the financial services industry. We assist our clients with:

  • Model risk management and governance
  • Enterprise Risk Management (ERM) program development and implementation
  • Credit risk reviews
  • Stress testing program development and implementation
  • Funding and contingency liquidity planning analysis and implementation
Susanna K. Tisa, Chief Business Officer of Treliant Risk Advisors, addresses change management..

CONTACTS

Susanna K. Tisa Susanna K. Tisa
Chief Business Officer
James R. Causey James R. Causey
Senior Director

Contact Us To Request


  • More information on Treliant’s Risk Management and Strategic Compliance Services
  • Treliant’s quarterly newsletter, New Coordinates