- Compliance Program Development
- Risk Assessments
- Consumer Protection Regulatory Compliance
- Policy and Procedure Builds Monitoring and Testing Programs
- Regulatory Filings and Submissions
- Regulatory Examination Support
- Responses to Examination Findings
- Compliance Program Efficiency Reviews
- Tailored Training Programs
- Anti-Bribery and Corruption Compliance Programs
- Ethics Programs
- Code of Ethics Development
- Enhancement of Ethics Program Controls
- Conflicts of Interest Controls
- Ethics Training
- Whistleblower Program Reviews or Development
- Case Management Assistance
- Ethics Program Audits
- Ethics Program Reviews, Assessments, and Implementation
- Strengthening the Compliance Program
- Strategic Planning for Compliance
- Compliance Risk Management Program Evaluation and Enhancement
- Structure and Staffing Review
- Consumer Financial Protection Bureau (CFPB) Readiness Check
- Risk Assessments
- Risk Metrics and Reporting
- Control Identification and Enhancements
- Efficiency Evaluations
- Monitoring and Testing Implementation
- Board Training
- Third-Party Risk Management
- TILA-RESPA Integrated Disclosure (TRID) Compliance
- Gap Analysis for Implementation and Testing Plans
- Development and Implementation of Testing Scripts for Pre- and Post- Implementation Evaluation
- Evaluation of Third-Parties
- Enhancement of Risk Management Controls
- Loan-level Reviews and Testing
- Design and Implementation of Processes for Application, Underwriting, Production, and Closing
- Design and Delivery of Training
- Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) Readiness
- UDAAP Readiness Check
- UDAAP Risk Assessments
- UDAAP Complaint-Management Systems
- UDAAP Controls Review
- UDAAP Product Reviews
- UDAAP Audits
- New Product Due Diligence Reviews
- Monitoring and Audit Review
- Metrics and Reporting
- Training
- Community Reinvestment Act (CRA)
- Retail Sales Incentive Practices
- Reviews and Lookbacks
- Complaint Management Reviews
- Sales Incentive Practice Assessments
- Marketing and Sales Reviews
- Deposit or Lending Operational Reviews
- Servicemembers Civil Relief Act (SCRA) and Military Lending Act (MLA) Review
- Fair Credit Reporting Act (FCRA) Reviews, including Credit Bureau Reporting and Data Usage
- Transactional Lookbacks (Regulation E, Credit Reporting)
- Business Continuity
- Merger & Acquisition Readiness, Due Diligence, and Integration
Representative Engagements