Kathlyn (Lyn) L. Farrell to Moderate Session at ABA Regulatory Compliance Conference
Date: Sunday, June 24, 2018
Time: 10:00 AM - 11:30 AM, 1:30 PM - 3:00 PM CT
Location: Music City Center, Nashville, TN
Topic: Conduct Risk: It's Not Just About Your Sales Practices
Conduct risk grabbed headlines with sales practices but it is much more than this. In this deep dive we will discuss the elements of conduct risk, how conduct risk management frameworks are constructed, the various roles and responsibilities within the bank and leading practices on controlling conduct risk.