Kathlyn L. Farrell to Speak at ABA Regulatory Compliance Conference
Date: Sunday, June 14, 2015
Time: 10:00 AM - 12:00 PM
Location: Washington Marriott Wardman Park, Washington, DC
Topic: Operational Risk Impacts on Your Compliance Program: A Case Study in Deposit Operations Risk
UDAAP risks hide in the operational areas of banking. Identifying and mitigating UDAAP risk in operations are essential to a well-functioning compliance program. We will use case studies to discuss how to identify and mitigate UDAAP risks in deposit operations and consider methods to build effective UDAAP risk assessment processes.