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Professional Bio

Ross Marrazzo

Ross Marrazzo

Senior Managing Director

Ross Marrazzo, Senior Managing Director and Service Area Executive with Treliant, has over 33 years of domestic and international experience in the design, oversight, and assessment of corporate and regulatory compliance, Bank Secrecy Act (BSA)/Anti-Money Laundering (AML), Sanctions and fraud programs, and internal controls. Ross possesses a thorough knowledge of executive and operating functions and responsibilities within public companies and the financial services industry, including consumer and commercial banking, investment banking, insurance, and wealth management.

Over the span of his career, Ross has held senior leadership positions in a regulatory compliance capacity with a range of financial institutions, law firms, and the New York State Securities Division:

• GE Capital - Managing Director and Audit Executive, Global Compliance & Financial Crimes
• First Niagara Financial Group - Managing Director, Chief Compliance Officer, and Operational Risk Assessment Head
• The Depository Trust & Clearing Corporation - Head of Global Compliance & Financial Crimes Audit
• Citigroup - Director, Global Compliance & Financial Crimes Audit
• Citigroup - Numerous senior Compliance Officer roles for both domestic and international businesses - banking, lending, insurance, and
investments
• Law Firms - Public and private, offering securities compliance at two New York law firms
• New York State Attorney General’s Office, Bureau of Investor Protection & Securities - Securities Examiner

Ross has extensive experience in remediating regulatory issues and in working with U.S. state and federal regulators. Through his international experience, Ross possesses a broad understanding of foreign regulatory expectations. Ross’ U.S. regulatory experience includes work with the Fed, OCC, CFPB, SEC, and FINRA, along with state banking, securities, and insurance regulators.

Over the course of his career, Ross has spoken at a variety of conferences, including those hosted by the ABA, ACAMS Connecticut Chapter, FSO Knowledge Exchange, and SIFMA. He has also participated in an internet-based CFPB roundtable discussion hosted by The Exchange for Financial Institutions.

Ross is a graduate of St. John’s University and is a Certified Fraud Examiner.

Previous Article FOR IMMEDIATE RELEASE: Treliant Risk Advisors Expands Financial Crimes Capabilities, Ross Marrazzo Joins as Managing Director
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Printable version
281
Corp LevelExecutive Leadership
Corp LevelExecutive Leadership
Professional Sort Order6
Emailrmarrazzo@treliant.com
Phone202.815.8203
First NameRoss
Last NameMarrazzo
CertificationCFE
Skills
  • Anti-Money Laundering (AML)
  • Compliance Program Development
  • Corporate Governance
  • Ethics Programs
  • Executive Leadership
  • Fair Lending
  • Model Validation
  • Regulatory Relations
  • Remediation
  • Strategic Planning
  • Strengthening the Compliance Program
  • UDAAP Readiness
Professionals Sort By Title5
Service Areas
  • Executive Leadership
  • Financial Crimes Compliance
vCard Link
Ross Marrazzo Featured in a Podcast at the ABA/ABA Financial Crimes Enforcement Conference
Effective Reporting Can Support Improved Decision-Making by Directors and Executives - Ross Marrazzo
Mitigating Compliance Officer Risk—the Making of a Good Compliance Officer - Ross Marrazzo and John P. Carey
Warning: Outsourcing May Be Hazardous to Your Health - Ross Marrazzo
Ross Marrazzo, Agnes Bundy Scanlan, and Tina M. Shaver to Participate in CBA Webinar: "Managing the Board Relationship"
Ross Marrazzo to Speak at IIB Annual Anti-Money Laundering Seminar
For Registered Investment Advisers—Update on BSA/AML Legislative and Regulatory Activity: Mitigating Regulatory and Reputational Risk - Ross Marrazzo
Protecting the U.S. Footprint of a Foreign Financial Institution - Ross Marrazzo
Susanna K. Tisa, Ross Marrazzo, Kathlyn L. Farrell, and James R. Causey to Speak at Power Hour Breakfast Session at ABA Risk Management Conference
Ross Marrazzo to Speak at ABA Risk Management Conference
Ross Marrazzo to Speak at ABA/ABA Financial Crimes Enforcement Conference
Ross Marrazzo to Speak at ABA/ABA Financial Crimes Enforcement Conference
You Have Been Hit With An Enforcement Action — Now What? - Ross Marrazzo
Ross Marrazzo to Speak at IAA Leadership Conference 2017
Ross Marrazzo to Moderate Panel at Sanctions Risk Management Symposium
The Enemy Within - Ross Marrazzo
Ross Marrazzo to Speak at IIB Annual Anti-Money Laundering Seminar
Projection: Financial Crimes Enforcement Momentum Will Not Change Under President Trump - Ross Marrazzo
Ross Marrazzo and Stacey-Ann Williams to Speak at NAFCU BSA Seminar
Ross Marrazzo and Stacey-Ann Williams to Speak at NAFCU BSA Seminar
AML Compliance Officers' Risk Continues to Rise - Ross Marrazzo
Ross Marrazzo to Speak at IIB's Annual Anti-Money Laundering Seminar
Easing the Pain of Lookbacks in Financial Crimes Compliance - Ross Marrazzo and Carlos Ayala
Building an Effective Compliance Audit Function - Ross Marrazzo
An Ineffective Audit Department’s Impact on Corporate and Personal Liability - Ross Marrazzo
Wake Up and Smell the Compliance Program Requirements - Ross Marrazzo
Integrating Privacy into AML Practice - Ross Marrazzo and Daniel J. Goldstein
Ross Marrazzo to Speak at Innovation Enterprise Compliance and Regulation Summit
FOR IMMEDIATE RELEASE: Anti-Money Laundering Specialist Stacey-Ann Williams Joins Treliant Risk Advisors