Professional Bio

Kathlyn L. Farrell and Janet M. Hale to Participate in ABA Briefing: UDAAP Compliance in the First Line of Defense
Date: Thursday, November 30, 2017
Time: 2:00 PM - 3:30 PM ET
ABA Briefing
Topic: UDAAP Compliance in the First Line of Defense

The first line of defense must exercise a strong commitment in developing and managing compliance management processes to control and monitor potential UDAAP risks effectively. In this 90-minute session our first line of defense experts will discuss the leading industry practices for accomplishing "first line" responsibilities in the UDAAP context as well as regulatory expectations. They will provide examples of effective consumer protection controls a strong first line of defense employs. Get your questions answered.

This Briefing will focus on:

  • Coordinating a compliance risk management process
  • Bolstering first line UDAAP risk assessments
  • Marketing review strategies for the first line
  • First line responsibilities in monitoring partnerships
  • Enhanced vendor management processes for the first line
  • Products and processes with high risk UDAAP concerns
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