Professional Bio

Lyn Farrell to Speak at ABA Risk Management Annual Forum

Date: May 3, 2012
Time: 9:30 AM- 10:45 AM
Location: Loews New Orleans, New Orleans, LA
Topic: Risk Managers- Is Your Bank Prepared to Manage Increasing Compliance Risk?

Risk Officers need to be aware of how their banks are managing increasing compliance risk and how compliance risk
management is integrated into the bank’s enterprise risk management program. We will discuss important compliance
management issues including:

  • Evolution of compliance within the US banking industry;
  • The hot button compliance issues in the Dodd-Frank era;
  • Compliance management systems [CMS] and whether your bank’s CMS will put it in the best position to
    efficiently manage compliance risk and satisfy the regulators:
    o Components of an effective CMS
    o Performing a compliance risk assessment
    o If additional resources will be necessary to manage increased compliance burden
    o Compliance training
    o How well informed your board of directors is about compliance risk
    o Compliance audit and monitoring programs
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