Kathlyn L. Farrell to Moderate Session at ABA RCC 2017
Date: Sunday, June 11, 2017
Time: 10:00 - 11:30 AM
Location: Walt Disney World Dolphin Hotel, Orlando, FL
Topic: LIfecycle of a Product
Does your business strategy align with your compliance risk? Compliance risk is present throughout the life cycle of financial products, but often product characteristics and sales goals are inconsistent with the compliance effort. This session will discuss compliance risk throughout the product lifecycle and how strategy and compliance can align.