Past Event Details


Ash Khan to Speak at the Investment Adviser Compliance Conference 2019

Date: Thursday, March 14, 2019
Time: 4:15 PM - 5:15 PM
Location: Hyatt Regency Washington, Washington, DC
Topic: Combatting Common Cybersecurity Threats/Data Privacy Developments

Hear about recent cyber-related SEC enforcement cases and what SEC enforcement staff looks for in investigations. Refresh your understanding of regulatory requirements. Learn strategies to help avoid your firm becoming victim to some of today’s most common cyber threats, including spear phishing attacks, domain spoofing, viruses, and malware. Gain insights into mobile device management, encryption, remote/home office IT security, and digital voice assistants. This panel will also update you on ongoing privacy protection issues, including GDPR implementation and developing laws “inspired” by GDPR, explain the application of the California Consumer Privacy Act of 2018 to investment advisers, and discuss Reg S-P and relevant state law developments.

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