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Meet with Treliant at ACAMS Hollywood

Treliant is a proud Platinum Sponsor of the ACAMS 23rd Annual International AML & Financial Crime Conference in Hollywood, FL. Members of our Global Financial Crimes Compliance team look forward to connecting with you at the conference to discuss the changes and challenges impacting the financial services industry.

Please join Efren Marquez Alba, Director, for the session, “Reviewing Regulatory and Enforcement Trends Affecting MSBs” on Tuesday, April 10 from 4:50 PM – 5:50 PM. The panel will address important topics including:

  • Analyzing regulatory actions against Money Services Businesses (MSBs) to highlight compliance risks including failure to implement and maintain Anti-Money Laundering (AML) programs
  • Examining laundering typologies linked to MSBs and virtual currencies
  • Scrutinizing regulatory actions on lax bank oversight of MSBs to mitigate monitoring risks
To learn more about our Trusted Advisory Services for Global Financial Crimes Compliance, please stop by our booth in the Exhibit Hall (Booths 213 and 215), or reach out to us personally in advance of the conference.



Treliant's Global Financial Crimes Compliance Regulatory Advisory Services Include:

Program Design, Assessment, and Implementation

  • Design and Implementation of Compliance Programs
  • Program Reviews, including Health Checks
  • Department Structure and Staffing Assessments
  • Policy and Procedure Development
  • Acquisition/Merger Due Diligence
  • Risk Assessments
  • Risk Scoring Methodology Development
  • Independent Audits

Customer Risk Profile

  • Customer Segmentation
  • High Risk Customer Methodology
  • Know Your Customer (KYC)/Customer Due Diligence (CDD) Program
  • Customer Identification Program (CIP)        
  • Enhanced Due Diligence (EDD) Program
  • Correspondent Banking Due Diligence

Data Analytics and Remediation

  • Data Integrity/Lineage Reviews
  • Customer Data Quality Reviews
  • Data Acquisition: Normalization

Regulatory Exams

  • Exam Preparation
  • Corrective Action Advisory and Remediation

Program Outsourcing

  • All Program Areas from Oversight to Investigations

Staff Augmentation

  • Staffing at all Levels: Chief Compliance Officer (CCO); Analyst; Auditor

Governance

  • Board of Directors and Senior Management Roles and Responsibilities
  • Management and Board Reporting; Dashboard and Metrics Design
  • Corporate Culture Reviews and Assessments
  • First-, Second-, and Third-Line Roles and Responsibilities       
  • Training at all Levels—Board; Management; Employees

Model Governance, Review, Implementation, and Validation

  • Model Governance
  • Model Documentation Procedure and Analysis
  • Anti-Money Laundering (AML) Alerting Sanctions for Office of Foreign Assets Control (OFAC) Screening Tools Identification and Implementation
  • Anti-Money Laundering (AML) Monitoring Rules/Scenarios, Identification, Calibration, and Analysis    
  • Sanctions (OFAC) Filters/Fuzzy Logic Rules Identification, Calibration and Analysis

Investigations and Lookbacks

  • Financial Investigation Unit (FIU) Review
  • Alert and Case Management Process Review
  • Enhanced Due Diligence (EDD) and Transaction Lookbacks
  • Suspicious Activity Reporting (SAR) Review

Enforcement Action Remediation

  • Independent Compliance Monitorships/Consultancies
  • Independent Compliance Reviews and Audits 
  • Independent Transactional Reviews (Lookbacks) 
  • Tactical Remediation Project Plans

Treliant Team at ACAMS Hollywood

Constandino Papagiannis

Constandino Papagiannis

Principal

Constandino “Dino” Papagiannis is a Principal with Treliant. He is a seasoned compliance executive with banking law, regulatory compliance, and Anti-Money Laundering (AML)/Bank Secrecy Act (BSA) experience in global, large, and midsize financial institutions. He specializes in advising clients on corporate compliance, AML/BSA/Office of Foreign Assets Control (OFAC) risk management programs, regulatory enforcement action remediation, and regulatory risk management.  

Over the last 23 years, Dino has held senior leadership positions including Managing Director and Audit Executive for Global Regulatory Compliance and Financial Crimes at GE Capital, responsible for creating and executing the global compliance audit plan; Risk and Regulatory Compliance Officer at the Massachusetts Housing Finance Agency, building the compliance risk program and enhancing the quality control function; Manager in the Governance, Regulatory, and Risk Strategies Practice at Deloitte, leading and managing teams on enforcement action remediation projects; Compliance Specialist at the Treasury Department’s Office of Thrift Supervision, serving as Examiner-in-Charge and Senior Technical Expert on fair lending, AML/BSA, Gramm-Leach-Bliley Act (GLBA), and consumer protection compliance exams; Senior Vice President and Internal Audit Compliance Officer at First Trade Union Bank; and various positions at community-based financial institutions.

Dino has significant experience handling complex matters involving regulatory compliance, financial crimes, and enforcement actions. He has built and led teams and is proficient in creating, implementing, and monitoring effective regulatory strategies, policies, and plans. He has an informed perspective on the market environment, future trends, and emerging risks.  

Dino holds a JD in Business and Corporate Law from the Massachusetts School of Law, LLMs in Banking Law and Taxation Law from the Boston University School of Law, and a BS in Business Administration from Northeastern University. He is also a Certified Regulatory Compliance Manager (CRCM) and a Certified Anti-Money Laundering Specialist (CAMS).

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Corp LevelProfessionals
Professional Sort Order6
Emailcpapagiannis@treliant.com
Phone646.315.9432
First NameConstandino
Last NamePapagiannis
CertificationCRCM, CAMS
Skills
  • Anti-Money Laundering (AML)
  • Compliance Program Development
  • Ethics Programs
  • Fair Lending
  • Litigation Support
  • Project Management Office
  • Recovery and Resolution Planning (Living Will)
  • Remediation
  • Strategic Planning
  • Strengthening the Compliance Program
  • UDAAP Readiness
Professionals Sort By Title10
Service Areas
  • Financial Crimes Compliance
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