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Meet with Treliant at ACAMS Hollywood

Treliant is a proud Platinum Sponsor of the ACAMS 23rd Annual International AML & Financial Crime Conference in Hollywood, FL. Members of our Global Financial Crimes Compliance team look forward to connecting with you at the conference to discuss the changes and challenges impacting the financial services industry.

Please join Efren Marquez Alba, Director, for the session, “Reviewing Regulatory and Enforcement Trends Affecting MSBs” on Tuesday, April 10 from 4:50 PM – 5:50 PM. The panel will address important topics including:

  • Analyzing regulatory actions against Money Services Businesses (MSBs) to highlight compliance risks including failure to implement and maintain Anti-Money Laundering (AML) programs
  • Examining laundering typologies linked to MSBs and virtual currencies
  • Scrutinizing regulatory actions on lax bank oversight of MSBs to mitigate monitoring risks
To learn more about our Trusted Advisory Services for Global Financial Crimes Compliance, please stop by our booth in the Exhibit Hall (Booths 213 and 215), or reach out to us personally in advance of the conference.



Treliant's Global Financial Crimes Compliance Regulatory Advisory Services Include:

Program Design, Assessment, and Implementation

  • Design and Implementation of Compliance Programs
  • Program Reviews, including Health Checks
  • Department Structure and Staffing Assessments
  • Policy and Procedure Development
  • Acquisition/Merger Due Diligence
  • Risk Assessments
  • Risk Scoring Methodology Development
  • Independent Audits

Customer Risk Profile

  • Customer Segmentation
  • High Risk Customer Methodology
  • Know Your Customer (KYC)/Customer Due Diligence (CDD) Program
  • Customer Identification Program (CIP)        
  • Enhanced Due Diligence (EDD) Program
  • Correspondent Banking Due Diligence

Data Analytics and Remediation

  • Data Integrity/Lineage Reviews
  • Customer Data Quality Reviews
  • Data Acquisition: Normalization

Regulatory Exams

  • Exam Preparation
  • Corrective Action Advisory and Remediation

Program Outsourcing

  • All Program Areas from Oversight to Investigations

Staff Augmentation

  • Staffing at all Levels: Chief Compliance Officer (CCO); Analyst; Auditor

Governance

  • Board of Directors and Senior Management Roles and Responsibilities
  • Management and Board Reporting; Dashboard and Metrics Design
  • Corporate Culture Reviews and Assessments
  • First-, Second-, and Third-Line Roles and Responsibilities       
  • Training at all Levels—Board; Management; Employees

Model Governance, Review, Implementation, and Validation

  • Model Governance
  • Model Documentation Procedure and Analysis
  • Anti-Money Laundering (AML) Alerting Sanctions for Office of Foreign Assets Control (OFAC) Screening Tools Identification and Implementation
  • Anti-Money Laundering (AML) Monitoring Rules/Scenarios, Identification, Calibration, and Analysis    
  • Sanctions (OFAC) Filters/Fuzzy Logic Rules Identification, Calibration and Analysis

Investigations and Lookbacks

  • Financial Investigation Unit (FIU) Review
  • Alert and Case Management Process Review
  • Enhanced Due Diligence (EDD) and Transaction Lookbacks
  • Suspicious Activity Reporting (SAR) Review

Enforcement Action Remediation

  • Independent Compliance Monitorships/Consultancies
  • Independent Compliance Reviews and Audits 
  • Independent Transactional Reviews (Lookbacks) 
  • Tactical Remediation Project Plans

Treliant Team at ACAMS Hollywood

B. Scott Fisher

B. Scott Fisher

Chief Operating Officer

Scott Fisher, Chief Operating Officer of Treliant, is a senior financial services executive with a 32-year career in banking, including responsibility for mortgage, retail banking, consumer credit, product management, brokerage, private banking, commercial banking, network planning, e-commerce, call centers, and operations. He has overseen large-scale mortgage originations, fulfillment, and servicing at major U.S. banks. He has overseen annual originations of $11 billion, a balance sheet of $3 billion in residential mortgages, and a servicing portfolio of $8 billion.

Scott has led multiple mergers and acquisitions from due diligence through integration, as well as variable compensation design and administration, credit policy, and balance sheet/liquidity management. He has significant regulatory relations experience, including state and federal examinations, complaint resolution, and exam remediation. Scott has partnered to build compliance programs in retail banking, brokerage, mortgage, and wealth management from the first-line-of-defense perspective.

At Treliant, Scott counsels clients on sales practices, third-party risk management, mortgage operations, brokerage, and compliance matters. He has a hands-on perspective on the industry, future trends, and emerging risks, enabling him to provide strategic and practical advice to financial services companies on the challenges they face today. Scott directs Treliant’s strategy, corporate development activities, senior talent recruitment, marketing, and business development. He oversees the firm’s infrastructure operations including finance, human resources, legal, and information technology. He is a member of Treliant’s Executive Leadership Team, based in Washington, DC.

Prior to joining Treliant, Scott held senior leadership positions with First Niagara Financial Group and Wachovia National Bank. He is active in financial services trade associations, including the Consumer Bankers Association, American Bankers Association, Investment Advisors Association, and Mortgage Bankers Association. He is a graduate of the University of North Carolina at Chapel Hill with a BS in Business Administration.

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Corp LevelExecutive Leadership
Professional Sort Order4
Emailsfisher@treliant.com
Phone202.627.6445
First NameB. Scott
Last NameFisher
Skills
  • Anti-Money Laundering (AML)
  • Asset Portfolio Review
  • Balance Sheet Management
  • Compliance
  • Compliance Program Development
  • Corporate Governance
  • Ethics Programs
  • Executive Leadership
  • Fair Lending
  • Litigation Support
  • Model Validation
  • Operational Risk
  • Project Management Office
  • Recovery and Resolution Planning (Living Will)
  • Regulatory Relations
  • Remediation
  • Retail Sales Incentive Practices
  • Strategic Planning
  • Strengthening the Compliance Program
  • Third-Party Risk
  • UDAAP Readiness
Professionals Sort By Title4
Service Areas
  • Executive Leadership
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