Meet with Treliant at the ABA/ABA Financial Crimes Enforcement Conference

Treliant is a proud Sponsor of the 2017 ABA/ABA Financial Crimes Enforcement Conference in National Harbor, MD. Members of our Global Financial Crimes Compliance team look forward to connecting with you at the conference to discuss the changes and challenges impacting the financial services industry.

Please join Ross Marrazzo, Managing Director, for the following panel sessions:

These panels will explore ideas for strong data analytics and metrics that can be used to better manage Anti-Money Laundering (AML) risks and improve the efficiency of your Bank Secrecy Act (BSA)/AML program. 

Please join Dr. Prasad Chintamaneni, Senior Advisor, for the panel session on:

  • Data Quality” on Monday, December 4 from 11:00 AM – 12:15 PM and on Tuesday, December 5 from 10:15 AM - 11:30 AM. 
This panel will discuss the range of controls needed and what is good, better, and best, as well as provide attendees with a model data analysis roadmap for your institution.

To learn more about our Trusted Advisory Services for Global Financial Crimes Compliance, please stop by our booth in the Marketplace (Booth 810), or reach out to our team directly before or after the conference.

Treliant's Global Financial Crimes Compliance Regulatory Advisory Services Include:

Program Design, Assessment, and Implementation

  • Design and Implementation of Compliance Programs
  • Program Reviews, including Health Checks
  • Department Structure and Staffing Assessments
  • Policy and Procedure Development
  • Acquisition/Merger Due Diligence
  • Risk Assessments
  • Risk Scoring Methodology Development
  • Independent Audits

Customer Risk Profile

  • Customer Segmentation
  • High Risk Customer Methodology
  • Know Your Customer (KYC)/Customer Due Diligence (CDD) Program
  • Customer Identification Program (CIP)        
  • Enhanced Due Diligence (EDD) Program
  • Correspondent Banking Due Diligence

Data Analytics and Remediation

  • Data Integrity/Lineage Reviews
  • Customer Data Quality Reviews
  • Data Acquisition: Normalization

Regulatory Exams

  • Exam Preparation
  • Corrective Action Advisory and Remediation

Program Outsourcing

  • All Program Areas from Oversight to Investigations

Staff Augmentation

  • Staffing at all Levels: Chief Compliance Officer (CCO); Analyst; Auditor


  • Board of Directors and Senior Management Roles and Responsibilities
  • Management and Board Reporting; Dashboard and Metrics Design
  • Corporate Culture Reviews and Assessments
  • First-, Second-, and Third-Line Roles and Responsibilities       
  • Training at all Levels—Board; Management; Employees

Model Governance, Review, Implementation, and Validation

  • Model Governance
  • Model Documentation Procedure and Analysis
  • Anti-Money Laundering (AML) Alerting Sanctions for Office of Foreign Assets Control (OFAC) Screening Tools Identification and Implementation
  • Anti-Money Laundering (AML) Monitoring Rules/Scenarios, Identification, Calibration, and Analysis    
  • Sanctions (OFAC) Filters/Fuzzy Logic Rules Identification, Calibration, and Analysis

Investigations and Lookbacks

  • Financial Investigation Unit (FIU) Review
  • Alert and Case Management Process Review
  • Enhanced Due Diligence (EDD) and Transaction Lookbacks
  • Suspicious Activity Reporting (SAR) Review

Enforcement Action Remediation

  • Independent Compliance Monitorships/Consultancies
  • Independent Compliance Reviews and Audits 
  • Independent Transactional Reviews (Lookbacks) 
  • Tactical Remediation Project Plans

Treliant Team at the 2017 ABA/ABA Financial Crimes Enforcement Conference

Frank J. Meister
Senior Manager
Prasad Chintamaneni, PhD
Managing Director
Efren Marquez Alba
Engagement Director
B. Scott Fisher
Chief Executive Officer
Constandino Papagiannis
Managing Director
Ross Marrazzo
Managing Partner

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