Breakthrough Compliance | Transforming the Compliance Management Model
Today, banks are finding themselves in serious enforcement trouble despite having capable compliance officers and seemingly well-designed programs.
Whether you are a CEO, retail business leader, Chief Risk Officer, or Chief Compliance Officer, you are probably finding compliance costs and risks both daunting and challenging. Bankers want new solutions that can contain rising regulatory costs and proactively manage fast-changing risks, including in controversial areas like “unfair, deceptive, and abusive” practices (UDAAP). The foundation for these new solutions is a new compliance management model that is attuned to the bottom line and is integrated with the bank’s business culture, strategy, and long-term planning.
Treliant’s Breakthrough Compliance™ approach transforms the compliance management model by building on the strengths of your organization’s traditional program. Our transformation process – inspired by the breakthrough sailing design of the iconic clipper ship — uses a seven-element framework keyed to the acronym “CLIPPER.”
To request a meeting, Treliant’s UDAAP Readiness Checklist, or more information on Treliant’s Breakthrough Compliance programs, Contact Us.
Jo Ann Barefoot and Lyn Farrell speak to Steve Cocheo of ABA Banking Journal on “Don’t Get Lost in UDAAP.” In this podcast, they address the question of “Is there a solution to this massive, widespread compliance malaise?”
Listen to the Podcast
Additional Materials
For a complete listing of articles and interviews, visit News and Events/Articles.
CONTACTS
Jo Ann S. Barefoot
Co-Chair
Email
Catherine M. Brown
Managing Director
Email
Kathlyn L. Farrell
Managing Director
Email
RELATED MATERIALS
- Sept 13 – Jo Ann Barefoot, American Banker, “Nine Dangerous Words: ‘Show Me Where It Says We Can’t Do That’”
- June 15 – Jo Ann Barefoot and Lyn Farrell, ABA Banking Journal, “Don’t Get Lost in UDAAP.”
- May 19 – Jo Ann Barefoot and Kathlyn Farrell, Mortgage Banking Magazine, “A New Fair Lending Crackdown”
- Mar 09 – Jeremiah S. Buckley and Jo Ann Barefoot, American Banker, “How Do You Rate Your Fairness Awareness?”