Products and Services

“In advancing the interests of our financial services industry clients, we look over the horizon. From our vantage point at the epicenter of federal policymaking, rulemaking, and enforcement, we anticipate problems and their ramifications before they are close at hand, and identify opportunities as soon as they emerge.”

Andrew L. Sandler, Chief Executive Officer, Treliant Risk Advisors LLC

Treliant executives and professionals, whether working one-on-one with clients or as part of an assembled team, are prepared to find the best solutions, assist with immediate and long-range plans, and help clients address their business, operational, and compliance needs.

Click here for a list of Representative Engagements.

Services include:
EXAMINATION AND ENFORCEMENT

Regulatory Relations

  • Proactive Examination Planning
  • Anticipating Regulatory Actions
  • Exam Preparation/Mock Exams
  • Independent Foreclosure Review
  • Independent Compliance Review

Remediation

  • Mortgage Servicing/Operations
  • Capital Alternatives
  • Monitoring and Independent Testing
  • Communications Plan/Public Relations
  • Crisis Management

Litigation Support

  • Damages Analysis
  • Expert Witnesses
  • Subject Matter Experts
  • RMBS Litigation Support/Loan Review
BUSINESS STRATEGY

RECOVERY AND RESOLUTION PLANNING
(LIVING WILLS)

  • Strategic Advice on Approach, Scope, and
    Management
  • Evaluation of Recovery and Resolution Options
  • Comprehensive Stress Testing
  • RRP Preparation Using Custom Methodology

ASSET PORTFOLIO REVIEW

  • Loan Re-underwriting and Restructuring
  • Problem Loan Identification 
  • Economic Capital Analysis
  • Asset Valuation 

Balance Sheet Management

  • Capital Markets Funding Strategy
  • Liquidity and Capital Planning
  • Stress Testing – Capital and Loans
  • Non-Maturity Deposit Studies
  • Asset Liability Modeling and Documentation
  • Asset/Liability Model Outsourcing Services

Model Validation

  • ALM Process and Model Validations
  • Model/Process Documentation
  • Prepayment Model Calibration Studies
CORPORATE DEVELOPMENT

Strategic Planning

  • Investment Strategy
  • Asset Divestiture
  • Due Diligence
  • Risk Management Reviews
  • Business Plan Development and Regulatory Filings

Corporate Governance

  • Organizational and Legal Structure
  • Board Training
  • Management Assessment and Studies

PROJECT MANAGEMENT OFFICE

  • Project and Program Management
  • On-time Delivery and Implementation
  • Budget Management
  • Efficient Resource Deployment
  • Enterprise-wide Coordination and Alignment
REGULATORY COMPLIANCE

Compliance Program Development

  • Risk Assessments
  • Anti-Money Laundering Consulting
  • Bank Secrecy Act Independent Audits and Look Backs
  • Community Reinvestment Act
  • Consumer Protection Regulatory Compliance
  • Regulatory Filings and Submissions
  • Compliance Program Efficiency Reviews

Fair Lending

  • Redlining Readiness Check
  • Risk Assessment
  • Program Evaluations
  • Statistical Analysis
  • Mystery Shopping, Matched Pair Testing, and Self-Testing
  • Developing and Improving Fair Lending and CRA Programs

Strengthening the Compliance Program

  • Strategic Planning for Compliance
  • Compliance Risk Management Program Evaluation and Enhancement
  • Structure and Staffing Review
  • CFPB Readiness Check
  • Risk Assessments
  • Risk Metrics and Reporting
  • Enhancing Risk Controls
  • Efficiency Evaluations
  • Training/Board Training

UDAAP Readiness – Unfair, Deceptive, or Abusive Acts or Practices

  • UDAAP Readiness Check
  • UDAAP Risk Assessments
  • UDAAP Complaint-Management Systems
  • UDAAP Controls Review
  • UDAAP Product Reviews
  • UDAAP Audits
  • New Product Due Diligence Reviews
  • Monitoring and Audit Review
  • Metrics and Reporting
  • Training

Anti-Money Laundering

  • Enforcement Remediation and Monitorships
  • Independent Reviews and Lookbacks
  • BSA/AML/OFAC Risk Assessments and Program Assessments
  • AML Risk Model Development and Validation
  • Data Analytics and Management Reporting
  • Transaction Monitoring, Alert Management, and Scenario Calibration

Ethics Programs

  • Code of Ethics Development
  • Anti-bribery and Corruption Compliance Programs
  • Conflicts of Interest
  • Ethics Training
  • Whistleblower Programs
  • Case Management
  • Ethics Program Audits
SECURITIES COMPLIANCE

BROKER-DEALER, HEDGE FUND, AND PRIVATE EQUITY COMPLIANCE

  • Regulatory Exam Preparation
  • Third-Party Vendor Due Diligence
  • Annual Compliance Reviews
  • Bank Secrecy Act/Anti-Money Laundering Protections
  • Internal Investigations
  • Investment Policy Statement Reviews
  • SEC Enforcement Actions
  • Litigation Support

REGULATORY COMPLIANCE AND FAIR LENDING

Treliant has the advisory expertise and technical capacity to assess your compliance and fair lending programs, advise on necessary changes, and assist with implementation.

Our Regulatory Compliance and Fair Lending services include, UDAAP Risk Management; TILA-RESPA Compliance Implementation, Training, and Executive Briefings; Fair Lending Statistical Analysis and Program Assessments; CRA Program Assessments; Risk Assessments and Monitoring Programs (Compliance, UDAAP, and Fair Lending); Regulatory Examination Support; HMDA Data Integrity and File Reviews.

Learn more about Treliant’s Regulatory Compliance Advisory Services.
Learn more about Treliant’s Fair Lending Advisory Services.

ANTI-MONEY LAUNDERING (AML)

Treliant’s Anti-Money Laundering practice takes a holistic, risk-based approach to helping organizations design, implement, and enhance all aspects of their AML program.
 
Our AML services include, Monitorships/Independent Consultant Reviews, Enforcement Action Compliance and Remediation, Program and Risk Assessments/Reviews, and Model Risk Management and Governance/Model Validation.

Learn more about Treliant’s Anti-Money Laundering Advisory Services.

OPERATIONAL RISK

Treliant aids our clients in the efficient management of risk through the development, implementation, and enhancement of operational risk management programs that meet regulatory and supervisory expectations.

Our Operational Risk services include, Privacy and Security Consulting Services, Cybersecurity/Data Risk Assessments; Third Party Risk Management; Third Party Provider Playbook; Operational Risk Assessments.

Learn more about Treliant’s Operational Risk Advisory Services.

MORTGAGE MARKET

Treliant's expertise in Foreclosure Reviews, Consent Orders, Litigation Consulting, Mortgage Strategy and Operations, and Mortgage Compliance allows us to offer best-in-class consulting services to financial institutions that face challenging issues in their residential mortgage business.

Our Mortgage and Litigation Support services include, RMBS Litigation/Government Enforcement Support and Related Expert Representation; Dollar Sizing Analysis of Mortgage-related Litigation; FHA and FHFA Origination and Servicing File Reviews; Mortgage Origination, Servicing, and Compliance Consulting.

Learn more about Treliant’s Mortgage Market Advisory Services.