Treliant

Regulatory Relations

• Proactive Examination Planning
• Anticipating Regulatory Actions
• Exam Preparation/Mock Exams
• Independent Foreclosure Review
• Independent Compliance Review

Remediation

• Mortgage Servicing/Operations
• Capital Alternatives
• Monitoring and Independent Testing
• Communications Plan/Public Relations
• Crisis Management

Litigation Support

• Damages Analysis
• Expert Witnesses
• Subject Matter Experts
• RMBS Litigation Support/Loan Review

RECOVERY AND RESOLUTION PLANNING
(LIVING WILLS)

• Strategic Advice on Approach, Scope, and
  Management
• Evaluation of Recovery and Resolution Options
• Comprehensive Stress Testing
• RRP Preparation Using Custom Methodology

ASSET PORTFOLIO REVIEW

• Loan Re-underwriting and Restructuring
• Problem Loan Identification
• Economic Capital Analysis
• Asset Valuation

Balance Sheet Management

• Capital Markets Funding Strategy
• Liquidity and Capital Planning
• Stress Testing – Capital and Loans
• Non-Maturity Deposit Studies
• Asset Liability Modeling and Documentation
• Asset/Liability Model Outsourcing Services

Model Validation

• ALM Process and Model Validations
• Model/Process Documentation
• Prepayment Model Calibration Studies

Strategic Planning

• Investment Strategy
• Asset Divestiture
• Due Diligence
• Risk Management Reviews
• Business Plan Development and Regulatory Filings

Corporate Governance

• Organizational and Legal Structure
• Board Training
• Management Assessment and Studies

PROJECT MANAGEMENT OFFICE

• Project and Program Management
• On-time Delivery and Implementation
• Budget Management
• Efficient Resource Deployment
• Enterprise-wide Coordination and Alignment

Compliance Program Development

• Risk Assessments
• Anti-Money Laundering Consulting
• Bank Secrecy Act Independent Audits and Look Backs
• Community Reinvestment Act
• Consumer Protection Regulatory Compliance
• Regulatory Filings and Submissions
• Compliance Program Efficiency Reviews

Fair Lending

• Redlining Readiness Check
• Risk Assessment
• Program Evaluations
• Statistical Analysis
• Mystery Shopping, Matched Pair Testing, and Self-Testing
• Developing and Improving Fair Lending and CRA Programs

Strengthening the Compliance Program

• Strategic Planning for Compliance
• Compliance Risk Management Program Evaluation and Enhancement
• Structure and Staffing Review
• CFPB Readiness Check
• Risk Assessments
• Risk Metrics and Reporting
• Enhancing Risk Controls
• Efficiency Evaluations
• Training/Board Training

UDAAP Readiness – Unfair, Deceptive, or Abusive Acts or Practices

• UDAAP Readiness Check
• UDAAP Risk Assessments
• UDAAP Complaint-Management Systems
• UDAAP Controls Review
• UDAAP Product Reviews
• UDAAP Audits
• New Product Due Diligence Reviews
• Monitoring and Audit Review
• Metrics and Reporting
• Training

Ethics Programs

• Code of Ethics Development
• Anti-bribery and Corruption Compliance Programs
• Conflicts of Interest
• Ethics Training
• Whistleblower Programs
• Case Management
• Ethics Program Audits

BROKER-DEALER, HEDGE FUND, AND PRIVATE EQUITY COMPLIANCE

• Regulatory Exam Preparation
• Third-Party Vendor Due Diligence
• Annual Compliance Reviews
• Bank Secrecy Act/Anti-Money Laundering Protections
• Internal Investigations
• Investment Policy Statement Reviews
• SEC Enforcement Actions
• Litigation Support

	MORTGAGE MARKET ADVISORY SERVICES
Treliant’s expertise in Foreclosure Reviews, Consent Orders, Litigation Consulting, Mortgage Strategy and Operations, and Mortgage Compliance allows us to offer best-in-class consulting services to financial institutions that face challenging issues in their residential mortgage business.
To learn more about Treliant’s experience in consulting with financial institutions on their residential mortgage business, click here.

ANTI-MONEY LAUNDERING (AML)

Treliant’s Anti-Money Laundering practice takes a holistic, risk-based approach to helping organizations design, implement, and enhance all aspects of their AML program.

To learn more about Treliant’s Anti-Money Laundering Advisory Services, click here.

	ENTERPRISE RISK MANAGEMENT (ERM)
Treliant works with banks to implement an effective Enterprise Risk Management program that not only helps mitigate risks, but facilitates the execution of and is consistent with the bank’s strategic plan.
To learn more about Treliant’s Enterprise Risk Management Advisory Services, click here.

SECURITIES COMPLIANCE

Treliant’s experienced securities professionals assist broker-dealers, hedge funds, law firms, and investment advisors with compliance, risk management, and strategic advice and solutions.

To learn more about Treliant’s Securities Compliance Advisory Services, click here.

	BREAKTHROUGH COMPLIANCE™
“It’s not just the sudden mandate to address UDAAP – Unfair, Deceptive, and Abusive Acts and Practices – that is making bank CEO’s and Compliance Officers react. It’s knowing that everything has changed and now the public cares about financial fairness.” Jo Ann S. Barefoot, Co-Chair of Treliant Risk Advisors and former Deputy Comptroller of the Currency.
To learn about how Treliant works with banks to integrate compliance into the bank’s business model, click here.

	STRATEGIC PLANNING FOR DODD-FRANK
Treliant’s Strategic Planning Session and Dodd-Frank Dashboard Tool
Treliant provides strategic planning sessions to banks to help them address key parts of their balance sheet and performance that have been impacted by Dodd Frank.
To learn more about these sessions and the dynamic Dodd-Frank Planning Dashboard tool that is provided to bank participants, click here.