Examination and Enforcement
Are you well prepared for an upcoming regulatory investigation or examination? Has an unexpected lawsuit threatened your company’s reputation? The most effective risk-reduction strategy is to plan for risk before it happens. Treliant Risk Advisors prepares your organization for an anticipated or upcoming regulatory investigation or examination so there are fewer unexpected or onerous outcomes.
Treliant Risk Advisors offers crisis management and litigation support services that handle situations where an unexpected lawsuit or enforcement action threatens your organization’s reputation and business value.
Our Examination and Enforcement services for our clients include:
Regulatory Relations
- Proactive Examination Planning
- Anticipating Regulatory Actions
- Independent Foreclosure Review
- Independent Compliance Review
- SEC Enforcement Actions
- Exam Preparation
Remediation
- Mortgage Servicing/Corporations
- Capital Planning
- Monitoring and Independent Testing
- Communications Plan/Public Relations
- Broker-Dealer, Hedge Fund, and Private Equity Compliance
Litigation Support
- Expert Witnesses
- Subject Matter Experts